AI assistant
ILLUMINA, INC. — Director's Dealing 2011
Nov 7, 2011
30440_dirs_2011-11-07_89ec6aca-618f-4bc9-bd45-f77cd43f9336.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ILLUMINA INC (ilmn#456)
CIK: 0001110803
Period of Report: 2011-10-27
Reporting Person: Naclerio Nicholas (Sr VP, Corporate & Venture Dev)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7250 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $43.37 | 2020-06-29 | Common Stock (220000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $69.34 | 2021-01-31 | Common Stock (56250) | Direct |
Footnotes
F1: 6,250 share are from a grant of restricted stock units which vest as follows: 15% of the Shares subject to the Award become vested one year from date of grant, 20% of the Shares subject to the Award become vested two years from date of grant, 30% of the Shares subject to the Award become vested three years from date of grant, 35% of the Shares subject to the Award become vested four years from date of grant, subject to Awardee's continuing to be a Service Provider on such dates.
F2: One-fourth (1/4) of the Shares subject to the Option become exercisable on the date indicated above, subject to Optionee's continuing to be a Service Provider on such date. An additional one-forty eighth (1/48) of the Shares subject to the Option shall become exercisable each full month therafter, subject to Optionee's continuing to be a Service Provider on such date.
F3: One forty-eighth (1/48) of the Shares subject to the Option become exercisable on the date indicated above, subject to Optionee's continuing to be a Service Provider on such date. An additional one-forty eighth (1/48) of the Shares subject to the Option shall become exercisable each full month therafter, subject to Optionee's continuing to be a Service Provider on such date.