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IGO LIMITED — Major Shareholding Notification 2019
Mar 18, 2019
65111_rns_2019-03-18_c170f452-8db7-4bf4-855a-03d9599eb00d.pdf
Major Shareholding Notification
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Form 603 Corporations Act 2001 Section 671B
Notice of initial substantial holder
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) |
Number of securities |
Person's votes (5) | Voting power (6) |
|---|---|---|---|
| See Annexure B |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder and Nature of relevant interest (7) | Class and number of securities |
|---|---|
| See Annexure C |
4. Details of present registered holders
The persons
| Holder of relevant Interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| See Annexure D |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Annexure E |
6. Associates
The reasons the persons named in. paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
|---|---|
Not Applicable
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| See Annexure F | ||
Signature
Dimensional Fund Advisors LP
By: Dimensional Holdings Inc., its General Partner By: Valerie A. Brown print name capacity Assistant Secretary and Vice President
sign here date March 18, 2019
DIRECTIONS
- (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- (2) See the definition of "associate" in section 9 of the Corporations Act 2001.
- (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- (4) The voting shares of a company constitute one class unless divided into separate classes.
- (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
- (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (7) Include details of:
- (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown.—
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
603 GUIDE page 1/1 13 March 2000
GUIDE This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 603.
| Signature | This form must be signed by either a director or a secretary of the substantial holder. |
|---|---|
| Lodging period | Nil |
| Lodging Fee | Nil |
| Other forms to be completed |
Nil |
| Additional information | (a) If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form. |
| (b) This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange. |
|
| (c) The person must give a copy of this notice: | |
| (i) within 2 business days after they become aware of the information; or | |
| (ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if: |
|
| (A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and |
|
| (B) the person becomes aware of the information during the bid period. | |
| Annexures | To make any annexure conform to the regulations, you must |
| I use A4 size paper of white or light pastel colour with a margin of at least lOmm on all sides |
|
| 2 show the corporation name and ACN or ARBN | |
| 3 number the pages consecutively | |
| 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied |
|
| 5 identify the annexure with a mark such as A, B, C, etc | |
| 6 endorse the annexure with the words: This is annexure (mark) of (number) pages referred to in form (form number and title) |
|
| 7 sign and date the annexure | |
| The annexure must be signed by the same person(s) who signed the form. | |
ANNEXURE A Independence Group NL ACN 092 786 304
I. DETAILS OF SUBSTANTIAL HOLDERS
In this Form 603, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate:
| Name | DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP) ACN 065 937 671 |
|---|---|
| Name | Dimensional Fund Advisors LP |
| Name | Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Canada ULC (a subsidiary of DFA Canada LLC) |
| Name | DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Pte. Ltd. (a subsidiary of Dimensional Advisors Ltd.) |
| Name | Dimensional Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings Inc. (general partner of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP) |
| Name | David Booth |
| Name | Rex Sinquefield |
This is Annexure "A" referred to in Form 603: Notice of Initial Substantial Shareholder
| Date: | March 18, 2019 |
|---|---|
| Print Name: | Dimensional Fund Advisors LP By: Dime io 1 Holdi Inc., its General Partner By: Vale te . Bro |
| Signature: |
ANNEXURE B
Independence Group NL ACN 092 786 304
2. DETAILS OF VOTING POWER
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary fully paid shares | 29,537,090 | 29,537,090 | 5.002% |
This is Annexure "B" referred to in Form 603: Notice of Initial Substantial Shareholder
Date: March 18, 2019
Print Name: Dimensional Fund Advisors LP By: if By: nal Holdi s Inc., its General Partner ale A. By ens
Signature:
ANNEXURE C
Independence Group NL ACN 092 786 304
3. DETAILS OF RELEVANT INTERESTS
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder and Nature of relevant interest (7) | Holdings (ordinary fully paid shares) |
|---|---|
| The companies and individuals comprising the Dimensional Entities (as defined above) hold the following relevant interests in ordinary fully paid shares in INDEPENDENCE GROUP NL: |
|
| (a) Registered Schemes | |
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to these securities | |
| and /or the power to dispose of, or control the exercise of the disposal of these securities as responsible entity of the following registered managed investment schemes: |
|
| Dimensional Australian Core Equity Trust | 2,249,820 |
| Dimensional Australian Core Imputation Trust | 98,619 |
| Dimensional Australian Small Company Trust | 647,755 |
| Dimensional Australian Value Trust | 886,954 |
| Dimensional Australian Sustainability Trust | 16,576 |
| (b) Institutional Mandates | |
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to these securities and /or the power to dispose of, or control the exercise of the disposal of these securities under the following mandates with institutional investors: |
|
| Separate Account advised by DFA Australia Limited | 100,766 |
| Separate Account advised by DFA Australia Limited | 294,980 |
| Separate Account advised by DFA Australia Limited | 381,702 |
| Separate Account advised by DFA Australia Limited | 404,716 |
| Separate Account advised by DFA Australia Limited | 2,494,702 |
| Separate Account advised by DFA Australia Limited | 103,515 |
| Separate Account advised by DFA Australia Limited | 1,307,026 |
| (c) Other Dimensional Entities Funds and Mandates | |
| DFA Australia Limited has the power to dispose of, or to control the exercise of the power to dispose of, these securities under sub-advisory agreements and consulting services agreements with other members of the Dimensional Entities in relation to the following mutual funds and mandates: |
|
| Separate Account Advised by Dimensional Fund Advisors LP | 68,160 |
| Separate Account Advised by Dimensional Fund Advisors LP | 261,562 |
| AZL DFA International Core Equity Fund, a series of Allianz Variable Insurance Products Trust |
17,091 |
| Separate Account advised by Dimensional Fund Advisors Ltd. | 6,067 |
| Old Westbury Small & Mid Cap Fund, a series of Old Westbury Funds, Inc. | 65,853 |
| DFA International Core Equity Fund | 83,178 |
| Separate Account advised by Dimensional Fund Advisors LP | 305,419 |
| Separate Account advised by Dimensional Fund Advisors Ltd. | 257,680 |
| International Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 2,305,733 |
| International Social Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 134,830 |
|---|---|
| International Vector Equity Portfolio of DFA Investment Dimensions Group Inc. | 375,351 |
| Separate Account advised by Dimensional Fund Advisors LP | 41,372 |
| Separate Account advised by Dimensional Fund Advisors LP | 308,132 |
| International Sustainability Core 1 Portfolio of DFA Investment Dimensions Group Inc. | 110,186 |
| Global Core Equity Fund of Dimensional Funds plc | 74,938 |
| Global Small Companies Fund of Dimensional Funds plc | 43,140 |
| Global Sustainability Core Equity Fund of Dimensional Funds plc | 10,762 |
| Global Targeted Value Fund of Dimensional Funds plc | 350,035 |
| World Equity Fund of Dimensional Funds plc | 52,514 |
| World ex U.S. Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 178,120 |
| World ex U.S. Targeted Value Portfolio of DFA Investment Dimensions Group Inc. | 144,518 |
| Pacific Basin Small Companies Fund of Dimensional Funds plc | 52,688 |
| VA International Small Portfolio of DFA Investment Dimensions Group Inc. | 57,733 |
| DFA International Vector Equity Fund | 51,557 |
| Separate Account advised by Dimensional Fund Advisors Pte. Ltd. | 12,415 |
| International Small Company Fund, a series of John Hancock Funds II | 203,190 |
| International Small Company Trust of John Hancock Variable Insurance Trust | 28,070 |
| Sub-advised Fund advised by Dimensional Fund Advisors LP | 50,000 |
| Sub-advised Fund advised by Dimensional Fund Advisors LP | 7,172 |
| LVIP Dimensional International Core Equity Fund, a series of Lincoln Variable Insurance | |
| Products Trust | 24,619 |
| Separate Account advised by Dimensional Fund Advisors LP | 42,259 |
| Brighthouse/Dimensional International Small Company Portfolio, a series of Brighthouse | |
| Funds Trust II | 112,057 |
| M International Equity Fund | 7,352 |
| Separate Account advised by Dimensional Fund Advisors Ltd. | 8,859 |
| Separate Account advised by Dimensional Fund Advisors LP Separate Account advised by Dimensional Fund Advisors LP |
3,039 177,346 |
| The Asia Pacific Small Company Series of The DFA Investment Trust Company | 3,525,457 |
| Separate Account advised by Dimensional Fund Advisors Ltd. | 43,038 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. | 10,705,721 |
| T.A. World ex U.S. Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 181,347 |
| International Core Equity Fund of Dimensional Funds ICVC | 27,791 |
| Separate Account advised by Dimensional Fund Advisors LP | 33,608 |
(d) Dimensional Fund Advisors LP and each of its subsidiaries are each deemed to have the same relevant interests in the securities as DFA Australia Limited because Dimensional Fund Advisors LP controls DFA Australia Limited;
(e) David Booth and Rex Sinquefield are deemed to have the same relevant interests in the securities as Dimensional Fund Advisors LP as they each, individually or through trusts they control, have more than 20% voting power in Dimensional Holdings Inc., the general partner of Dimensional Fund Advisors LP;
(0 Dimensional Fund Advisors LP and other members of the Dimensional Entities may also have relevant interests in the securities referred to in paragraph (c) above as investment manager or advisor to the mutual funds and mandates referred to in that paragraph.
This is Annexure "C" referred to in Form 603: Notice of Initial Substantial Shareholder
Date: March 18, 2019
Print Name: Dimensional Fund Advisors LP By: Dimensionl Holdinas nc., its General Partner By: Va Brown/
Signature:
ANNEXURE D
Independence Group NL ACN 092 786 304
4. DETAILS OF PRESENT REGISTERED HOLDERS
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest Dimensional Entities in respect of |
Registered Holder | Person entitled to be registered as holder |
Holdings (ordinary fully paid shares) |
|---|---|---|---|
| Dimensional Australian Core Equity Trust | Citicorp Nominees Pty Ltd | N/A | 2,249,820 |
| Dimensional Australian Core Imputation | |||
| Trust | Citicorp Nominees Pty Limited | N/A | 98,619 |
| Dimensional Australian Small Company | |||
| Trust | Citicorp Nominees Pty Ltd | N/A | 647,755 |
| Dimensional Australian Value Trust | Citicorp Nominees Pty Ltd | N/A | 886,954 |
| Separate Account advised by DFA | |||
| Australia Limited | National Custodian Services AU | N/A | 100,766 |
| Separate Account advised by DFA | BNP Paribas Securities Services | ||
| Australia Limited | Australia | N/A | 294,980 |
| Separate Account advised by DFA | JPMorgan Nominees Australia | ||
| Australia Limited | Limited | N/A | 381,702 |
| Separate Account advised by DFA | |||
| Australia Limited | NATIONAL AUSTRALIA BANK, LTD. | N/A | 404,716 |
| Separate Account advised by DFA | |||
| Australia Limited | HSBC BANK AUSTRALIA LIMITED | N/A | 2,494,702 |
| Separate Account advised by DFA | HSBC Custody Nominees (Australia) | ||
| Australia Limited | Limited | N/A | 103,515 |
| Separate Account advised by DFA | JPMorgan Nominees Australia | ||
| Australia Limited | Limited | N/A | 1,307,026 |
| Separate Account Advised by | |||
| Dimensional Fund Advisors LP | NATIONAL AUSTRALIA BANK, LTD. | N/A | 68,160 |
| Separate Account Advised by | |||
| Dimensional Fund Advisors LP | NATIONAL AUSTRALIA BANK, LTD. | N/A | 261,562 |
| AZL DFA International Core Equity Fund, | |||
| a series of Allianz Variable Insurance | |||
| Products Trust | NATIONAL AUSTRALIA BANK, LTD. | N/A | 17,091 |
| Separate Account advised by | |||
| Dimensional Fund Advisors Ltd. | HSBC Bank Australia Limited | N/A | 6,067 |
| Dimensional Australian Sustainability | |||
| Trust | CITIGROUP PTY LIMITED | N/A | 16,576 |
| Old Westbury Small & Mid Cap Fund, a | |||
| series of Old Westbury Funds, Inc. | Citicorp Nominees Pty Ltd | N/A | 65,853 |
| The Hongkong and Shanghai | |||
| DFA International Core Equity Fund | Banking Corporation Limited | N/A | 83,178 |
| Separate Account advised by | |||
| Dimensional Fund Advisors LP | NATIONAL AUSTRALIA BANK, LTD. | N/A | 305,419 |
| Separate Account advised by | |||
|---|---|---|---|
| Dimensional Fund Advisors Ltd. | JPM Sydney | N/A | 257,680 |
| International Core Equity Portfolio of | |||
| DFA Investment Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 2,305,733 |
| International Social Core Equity Portfolio | |||
| of DFA Investment Dimensions Group | |||
| Inc. | Citicorp Nominees Pty Ltd | N/A | 134,830 |
| International Vector Equity Portfolio of | |||
| DFA Investment Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 375,351 |
| Separate Account advised by | |||
| Dimensional Fund Advisors LP | HSBC BANK AUSTRALIA LIMITED | N/A | 41,372 |
| Separate Account advised by | |||
| Dimensional Fund Advisors LP | NATIONAL AUSTRALIA BANK, LTD. | N/A | 308,132 |
| International Sustainability Core 1 | |||
| Portfolio of DFA Investment Dimensions | |||
| Group Inc. | Citicorp Nominees Pty Ltd | N/A | 110,186 |
| Global Core Equity Fund of Dimensional | |||
| Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 74,938 |
| Global Small Companies Fund of | |||
| Dimensional Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 43,140 |
| Global Sustainability Core Equity Fund of | The Hongkong and Shanghai | ||
| Dimensional Funds plc | Banking Corporation Ltd | N/A | 10,762 |
| Global Targeted Value Fund of | |||
| Dimensional Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 350,035 |
| World Equity Fund of Dimensional Funds plc |
State Street Custodial Services | N/A | |
| (Ireland) Limited | 52,514 | ||
| World ex U.S. Core Equity Portfolio of | |||
| DFA Investment Dimensions Group Inc. | Citigroup Pty Limited | N/A | 178,120 |
| World ex U.S. Targeted Value Portfolio of | |||
| DFA Investment Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 144,518 |
| Pacific Basin Small Companies Fund of | |||
| Dimensional Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 52,688 |
| VA International Small Portfolio of DFA | |||
| Investment Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 57,733 |
| DFA International Vector Equity Fund | HSBC BANK AUSTRALIA LIMITED | N/A | 51,557 |
| Separate Account advised by | |||
| Dimensional Fund Advisors Pte. Ltd. | HSBC BANK AUSTRALIA LIMITED | N/A | 12,415 |
| International Small Company Fund, a | |||
| series of John Hancock Funds II | HSBC BANK AUSTRALIA LIMITED | N/A | 203,190 |
| International Small Company Trust of | |||
| John Hancock Variable Insurance Trust | Citigroup Pty Limited | N/A | 28,070 |
| Sub-advised Fund advised by | |||
| Dimensional Fund Advisors LP Sub-advised Fund advised by |
HSBC BANK AUSTRALIA LIMITED | N/A | 50,000 |
| Dimensional Fund Advisors LP | CITI Australia | N/A | 7,172 |
| LVIP Dimensional International Core | |||
| Equity Fund, a series of Lincoln Variable | |||
| Insurance Products Trust | NATIONAL AUSTRALIA BANK, LTD. | N/A | 24,619 |
| Separate Account advised by | The Hongkong and Shanghai | ||
| Dimensional Fund Advisors LP | Banking Corporation Ltd. | N/A | 42,259 |
| Brighthouse/Dimensional International | |||
|---|---|---|---|
| Small Company Portfolio, a series of | |||
| Brighthouse Funds Trust II | HSBC BANK AUSTRALIA LIMITED | N/A | 112,057 |
| M International Equity Fund | HSBC BANK AUSTRALIA LIMITED | N/A | 7,352 |
| Separate Account advised by | HSBC Custody Nominees (Australia) | ||
| Dimensional Fund Advisors Ltd. | Limited | N/A | 8,859 |
| Separate Account advised by | |||
| Dimensional Fund Advisors LP | HSBC BANK AUSTRALIA LIMITED | N/A | 3,039 |
| Separate Account advised by | |||
| Dimensional Fund Advisors LP | HSBC BANK AUSTRALIA LIMITED | N/A | 177,346 |
| The Asia Pacific Small Company Series of | |||
| The DFA Investment Trust Company | Citicorp Nominees Pty Ltd | N/A | 3,525,457 |
| Separate Account advised by | |||
| Dimensional Fund Advisors Ltd. | NATIONAL AUSTRALIA BANK, LTD. | N/A | 43,038 |
| DFA International Small Cap Value | |||
| Portfolio of DFA Investment Dimensions | |||
| Group Inc. | Citicorp Nominees Pty Ltd | N/A | 10,705,721 |
| T.A. World ex U.S. Core Equity Portfolio | |||
| of DFA Investment Dimensions Group | |||
| Inc. | Citicorp Nominees Pty Ltd | N/A | 181,347 |
| International Core Equity Fund of | |||
| Dimensional Funds ICVC | Citicorp Nominees Pty Ltd | N/A | 27,791 |
| Separate Account advised by | The Hongkong and Shanghai | ||
| Dimensional Fund Advisors LP | Banking Corporation Limited | N/A | 33,608 |
This is Annexure "D" referred to in Form 603: Notice of Initial Substantial Shareholder
Date: March 18, 2019
Print Name: Dimensional Fund Advisors LP By: Dime ion, Holdinos Inc., its General Partner By: Val -ie . Brown
Signature:
ANNEXURE E Independence Group NL ACN 092 786 304
5. CONSIDERATION
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holdings | ||||
|---|---|---|---|---|
| Holder of relevant interest Dimensional Entities in respect of |
Date of Acquisition |
Consideration (9) |
(Ordinary Shares) |
|
| Cash | Non Cash | |||
| International Small Company Fund, a series of John Hancock Funds II |
Mar 15 2019 | \$ 93,281.89 | N/A | 19,068 |
| Dimensional Australian Small Company Trust | Mar 14 2019 | \$ 69,383.89 | N/A | 14,220 |
| Dimensional Australian Small Company Trust | Mar 13 2019 | \$ 29,483.90 |
N/A | 6,194 |
| International Small Company Fund, a series of John Hancock Funds II |
Mar 8 2019 | \$ 105,970.49 | N/A | 21,821 |
| Dimensional Australian Small Company Trust | Mar 7 2019 | \$ 75,553.23 |
N/A | 15,173 |
| International Small Company Fund, a series of John Hancock Funds II |
Mar 6 2019 | \$ 31,380.91 |
N/A | 6,450 |
| Dimensional Australian Small Company Trust | Mar 5 2019 | \$ 36,810.79 |
N/A | 7,839 |
| Dimensional Australian Value Trust | Mar 5 2019 | \$ 253,725.94 | N/A | 54,108 |
| Dimensional Australian Small Company Trust | Mar 4 2019 | \$ 65,492.59 |
N/A | 13,529 |
| Dimensional Australian Value Trust | Mar 4 2019 | \$ 394,402.07 | N/A | 81,867 |
| International Small Company Fund, a series of John Hancock Funds II |
Mar 1 2019 | \$ 59,535.45 |
N/A | 12,212 |
| Dimensional Australian Sustainability Trust | Feb 20 2019 | \$ 18,492.05 |
N/A | 3,788 |
| The Asia Pacific Small Company Series of The DFA Investment Trust Company |
Feb 19 2019 | \$ 96,275.76 |
N/A | 19,981 |
| Dimensional Australian Core Equity Trust | Feb 6 2019 | \$ 2,216.31 |
N/A | 488 |
| Dimensional Australian Core Equity Trust | Feb 4 2019 | \$ 413,215.58 | N/A | 93,611 |
| Dimensional Australian Core Equity Trust | Feb 1 2019 | \$ 119,072.54 | N/A | 27,940 |
| The Asia Pacific Small Company Series of The DFA Investment Trust Company |
Feb 1 2019 | \$ 226,290.14 | N/A | 53,100 |
| The Asia Pacific Small Company Series of The DFA Investment Trust Company |
Jan 31 2019 | \$ 164,007.31 | N/A | 37,331 |
| Separate Account advised by DFA Australia Limited |
Jan 25 2019 | \$ 48,274.58 | N/A | 11,580 |
| Separate Account advised by DFA Australia Limited |
Jan 25 2019 | \$ 148,008.68 | N/A | 35,695 |
| World ex U.S. Core Equity Portfolio of DFA | ||||
|---|---|---|---|---|
| Investment Dimensions Group Inc. | Jan 24 2019 | \$ 30,783.21 |
N/A | 7,616 |
| Separate Account advised by DFA Australia | ||||
| Limited | Jan 24 2019 | \$ 32,797.16 |
N/A | 8,114 |
| Dimensional Australian Core Equity Trust | Jan 23 2019 | \$ 52,982.72 |
N/A | 13,130 |
| Dimensional Australian Small Company Trust | Jan 23 2019 | \$ 14,813.37 |
N/A | 3,671 |
| The Asia Pacific Small Company Series of The | ||||
| DFA Investment Trust Company | Jan 23 2019 | \$ 90,066.72 | N/A | 22,254 |
| The Asia Pacific Small Company Series of The | ||||
| DFA Investment Trust Company | Jan 22 2019 | \$ 181,287.49 | N/A | 44,470 |
| Dimensional Australian Core Equity Trust | Jan 21 2019 | \$ 18,608.22 | N/A | 4,511 |
| The Asia Pacific Small Company Series of The | ||||
| DFA Investment Trust Company | Jan 21 2019 | \$ 143,476.55 | N/A | 34,691 |
| The Asia Pacific Small Company Series of The | ||||
| DFA Investment Trust Company | Jan 18 2019 | \$ 123,984.89 | N/A | 30,809 |
| Dimensional Australian Core Equity Trust | Jan 18 2019 | \$ 35,034.89 |
N/A | 8,709 |
| Separate Account advised by DFA Australia | ||||
| Limited | Jan 18 2019 | \$ 16,185.48 |
N/A | 4,019 |
| Dimensional Australian Small Company Trust | Jan 18 2019 | \$ 15,839.74 |
N/A | 3,940 |
| The Asia Pacific Small Company Series of The | ||||
| DFA Investment Trust Company | Jan 17 2019 | \$ 413,604.84 | N/A | 103,874 |
| Dimensional Australian Small Company Trust | Jan 17 2019 | \$ 56,057.45 |
N/A | 14,084 |
| World ex U.S. Core Equity Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | Jan 16 2019 | \$ 31,350.82 |
N/A | 7,739 |
| The Asia Pacific Small Company Series of The | ||||
| DFA Investment Trust Company | Jan 16 2019 | \$ 118,876.34 | N/A | 29,489 |
| Separate Account advised by DFA Australia | ||||
| Limited | Jan 16 2019 | \$ 65,458.45 | N/A | 16,158 |
| Global Small Companies Fund of Dimensional Funds plc |
Jan 16 2019 | \$ 22,322.40 |
N/A | 5,500 |
| World ex U.S. Targeted Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | Jan 16 2019 | \$ 46,995.84 | N/A | 11,601 |
| CSTG&E International Social Core Equity | ||||
| Portfolio of DFA Investment Dimensions | ||||
| Group Inc. | Jan 16 2019 | \$ (36,622.27) | N/A | (8,966) |
| Separate Account advised by Dimensional | ||||
| Fund Advisors LP | Jan 15 2019 | \$ 31,974.51 |
N/A | 8,101 |
| Dimensional Australian Core Equity Trust | Jan 14 2019 | \$ 157,450.41 | N/A | 39,461 |
| Separate Account advised by DFA Australia | ||||
| Limited | Jan 14 2019 | \$ 17,066.32 |
N/A | 4,272 |
| Separate Account advised by DFA Australia | ||||
| Limited | Jan 14 2019 | \$ 46,664.55 | N/A | 11,806 |
| Dimensional Australian Core Equity Trust | Jan 11 2019 | \$ 63,287.00 | N/A | 15,932 |
| Separate Account advised by DFA Australia Limited |
Jan 11 2019 | \$ 126,945.69 | N/A | 31,803 |
| Separate Account advised by DFA Australia | ||||
|---|---|---|---|---|
| Limited | Jan 11 2019 | \$ 14,781.84 |
N/A | 3,710 |
| Dimensional Australian Core Equity Trust | Jan 10 2019 | \$ 114,957.82 | N/A | 28,504 |
| Separate Account advised by DFA Australia Limited |
Jan 10 2019 | \$ 108,959.79 | N/A | 27,117 |
| Separate Account advised by DFA Australia | ||||
| Limited | Jan 9 2019 | \$ 14,965.60 | N/A | 3,864 |
| Dimensional Australian Core Equity Trust | Jan 9 2019 | \$ 81,942.84 |
N/A | 21,157 |
| Separate Account advised by DFA Australia Limited |
Jan 9 2019 | \$ 76,125.99 |
N/A | 19,728 |
| Separate Account advised by Dimensional Fund Advisors LP |
Jan 8 2019 | \$ 20,905.88 |
N/A | 5,496 |
| Separate Account advised by DFA Australia | Jan 8 2019 | \$ 29,701.32 | N/A | |
| Limited Separate Account advised by DFA Australia |
7,808 | |||
| Limited Separate Account advised by Dimensional |
Jan 8 2019 | \$ 142,005.82 | N/A | 37,239 |
| Fund Advisors LP | Jan 4 2019 | \$ 27,262.04 |
N/A | 7,412 |
| World ex U.S. Targeted Value Portfolio of DFA Investment Dimensions Group Inc. |
Jan 4 2019 | \$ 32,138.13 |
N/A | 8,678 |
| Separate Account advised by DFA Australia | ||||
| Limited | Jan 4 2019 | \$ 166,954.15 | N/A | 45,390 |
| World ex U.S. Core Equity Portfolio of DFA Investment Dimensions Group Inc. |
Jan 2 2019 | \$ 59,598.81 |
N/A | 15,569 |
| World ex U.S. Targeted Value Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | Dec 28 2018 | \$ 57,621.62 |
N/A | 14,686 |
| International Social Core Equity Portfolio of DFA Investment Dimensions Group Inc. |
Dec 27 2018 | \$ 32,314.00 |
N/A | 8,316 |
| International Sustainability Core 1 Portfolio of DFA Investment Dimensions Group Inc. |
Dec 21 2018 | \$ 85,247.33 | N/A | 22,666 |
| International Social Core Equity Portfolio of | ||||
| DFA Investment Dimensions Group Inc. | Dec 21 2018 | \$ 84,441.09 |
N/A | 22,460 |
| World Equity Fund of Dimensional Funds plc | Dec 20 2018 | \$ 30,394.62 | N/A | 7,877 |
| International Sustainability Core 1 Portfolio of DFA Investment Dimensions Group Inc. |
Dec 20 2018 | \$ 33,531.03 |
N/A | 8,686 |
| International Sustainability Core 1 Portfolio | ||||
| of DFA Investment Dimensions Group Inc. | Dec 19 2018 | \$ 28,458.33 |
N/A | 7,304 |
| M International Equity Fund | Dec 18 2018 | \$ 29,266.06 | N/A | 7,352 |
| Separate Account advised by DFA Australia Limited |
Dec 18 2018 | \$ 42,081.28 | N/A | 10,571 |
| Separate Account advised by DFA Australia | ||||
| Limited | Dec 13 2018 | N/A | \$ 514,067.40 |
129,815 |
| Global Core Equity Fund of Dimensional Funds plc |
Dec 13 2018 | \$ 31,269.66 |
N/A | 7,899 |
| Separate Account advised by DFA Australia | Dec 13 2018 | \$ | N/A | |
| Limited Separate Account advised by DFA Australia |
22,801.99 | 5,792 | ||
| Limited | Dec 13 2018 | \$ 232,687.26 | N/A | 58,777 |
| Old Westbury Small & Mid Cap Fund, a series of Old Westbury Funds, Inc. |
Dec 12 2018 | \$ (128,002.70) | N/A | (32,732) |
| Separate Account advised by DFA Australia Limited |
Dec 11 2018 | \$ 558,275.74 | N/A | 148,741 |
|---|---|---|---|---|
| Separate Account advised by DFA Australia Limited |
Dec 7 2018 | \$ 38,057.39 |
N/A | 10,039 |
| Separate Account advised by DFA Australia | Dec 7 2018 | \$ 25,314.89 | ||
| Limited Separate Account advised by DFA Australia |
N/A | 6,683 | ||
| Limited | Dec 6 2018 | \$ 68,640.42 |
N/A | 17,865 |
| Dimensional Australian Small Company Trust | Dec 6 2018 | \$ 26,248.21 |
N/A | 6,819 |
| International Sustainability Core 1 Portfolio of DFA Investment Dimensions Group Inc. |
Dec 5 2018 | \$ 53,308.78 |
N/A | 13,625 |
| Separate Account advised by Dimensional | ||||
| Fund Advisors Pte. Ltd. | Dec 5 2018 | \$ 48,806.81 |
N/A | 12,415 |
| Dimensional Australian Sustainability Trust | Dec 4 2018 | \$ 50,402.74 | N/A | 12,788 |
| Separate Account advised by DFA Australia | Dec 4 2018 | \$ | ||
| Limited Old Westbury Small & Mid Cap Fund, a series |
74,121.21 | N/A | 18,281 | |
| of Old Westbury Funds, Inc. | Nov 30 2018 | \$ (111,596.35) | N/A | (29,818) |
| Separate Account advised by DFA Australia Limited |
Nov 30 2018 | \$ 58,578.10 | N/A | 15,629 |
| Separate Account advised by Dimensional Fund Advisors LP |
Nov 30 2018 | N/A | \$ (1,061,723.80) | (279,401) |
| Separate Account advised by DFA Australia | ||||
| Limited | Nov 28 2018 | \$ 106,576.52 | N/A | 29,301 |
| Dimensional Australian Small Company Trust | Nov 27 2018 | \$ 78,062.38 | N/A | 21,660 |
| Separate Account advised by DFA Australia Limited |
Nov 26 2018 | \$ 42,995.14 | N/A | 11,468 |
| Separate Account advised by DFA Australia Limited |
Nov 23 2018 | \$ 195,039.69 | N/A | 50,206 |
| International Core Equity Fund of Dimensional Funds ICVC |
Nov 23 2018 | \$ 14,423.75 | N/A | 3,713 |
| Global Targeted Value Fund of Dimensional | ||||
| Funds plc | Nov 22 2018 | \$ 53,416.24 |
N/A | 13,601 |
| Dimensional Australian Small Company Trust | Nov 21 2018 | \$ 72,092.05 |
N/A | 18,537 |
| Separate Account advised by DFA Australia Limited |
Nov 21 2018 | N/A | \$ 154,807.74 |
40,002 |
| Separate Account Advised by Dimensional Fund Advisors LP |
Nov 21 2018 | \$ (28,381.91) | N/A | (7,303) |
| International Vector Equity Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | Nov 21 2018 | N/A | \$ (154,807.74) | (40,002) |
This is Annexure "E" referred to in Form 603: Notice of Initial Substantial Shareholder
| Date: | March 18, 2019 |
|---|---|
| Print Name: | Dimensional Fund Advisors LP By: Dime 1 Holdin s Inc., its General Partner By: Va Bro |
| Signature: |
Capacity:
Assistant Secretary and Vice President
ANNEXURE F
Independence Group NL ACN 092 786 304
7. ADDRESSES
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| DFA Australia Limited | Level 43, 1 Macquarie Place, Sydney NSW 2000 |
| Dimensional Fund Advisors LP | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Ltd. | 20 Triton Street, London NW1 3BF, United Kingdom |
| DFA Canada LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Canada ULC | 745 Thurlow Street, Suite 2110, Vancouver, British |
| Columbia V6E 005, Canada | |
| Dimensional Advisors Ltd. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Pte. Ltd. | 8 Marina View, Asia Square Tower 1, Suite #33-01, |
| Singapore 018960 | |
| Dimensional Holdings Inc. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Holdings LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| David Booth | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Rex Sinqucfield | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America |
This is Annexure "F" referred to in Form 603: Notice of Initial Substantial Shareholder
Date: March 18, 2019
Print Name: Dimensional Fund Advisors LP By: Dimen nal Holdings Inc., its General Partner By: Val Browzp
Signature: