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Identiv, Inc. — Director's Dealing 2014
Mar 18, 2014
34292_dirs_2014-03-17_f6a04d7b-5245-451e-aac7-f7eddb86d34b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IDENTIVE GROUP, INC. (INVE)
CIK: 0001036044
Period of Report: 2014-03-13
Reporting Person: Hart Jason (Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-13 | Stock Option (Right to Buy) | $0.88 | A | 3000000 | Acquired | 2023-03-13 | Common Stock (3000000) | Direct |
| 2014-03-13 | Restricted Stock Unit | $ | A | 500000 | Acquired | Common Stock (500000) | Direct |
Footnotes
F1: Option vests 25% one year from the grant date, with the remainder vesting in 36 equal monthly installments thereafter.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock.
F3: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan. 25% of the original number of shares subject to the Restricted Stock Units will vest one year from date of grate (March 13, 2014) and thereafter as to 1/16th of the original number of shares subject to the Restricted Stock Units on each succeeding June 13, September 13, December 13 and March 13. Vested shares will be delivered to the reporting person on the vesting date, provided that delivery may be delayed pursuant to the terms of the award agreement.