Identiv, Inc. — Director's Dealing 2014

Sep 11, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Identiv, Inc. (INVE)
CIK: 0001036044
Period of Report: 2014-09-08

Reporting Person: Hart Jason (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-09-08	Common Stock	A	150000	$0.00	Acquired	210500	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-09-08	Stock Option (Right to Buy)	$8.80	D	300000	Disposed		Common Stock (300000)	Direct
2014-09-08	Restricted Stock Unit	$	D	50000	Disposed		Common Stock (50000)	Direct

Footnotes

F1: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan. Restricted Stock Units will vest in equal quarterly installments (1/12) over a three year period from the grant date. Represents Restricted Stock Unit with a contingent right to receive one share of Issuer's common stock. Vested shares will be delivered to the reporting person on the vesting date.

F2: The number of common shares reported includes 150,000 Restricted Stock Units awarded in this grant.

F3: On September 8, 2014, the reporting person and the Issuer agreed to rescind the awards granted to the reporting person on March 13, 2014. The number of securities rescinded reflect the Issuer's one-for-ten reverse stock split effected on May 27, 2014.

F4: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock.