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Identiv, Inc. — Director's Dealing 2012
Jan 5, 2012
34292_dirs_2012-01-05_cb88f2f6-e7c0-407c-a8b4-5c9e3d40dbf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IDENTIVE GROUP, INC. (INVE)
CIK: 0001036044
Period of Report: 2011-12-30
Reporting Person: Wenzel Daniel S.C. (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-30 | Common Stock | A | 13825 | — | Acquired | 84081 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-30 | Stock Option (right to buy) | $2.17 | A | 15000 | Acquired | 2018-12-30 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 502573 | Indirect |
| Common Stock | 7221863 | Indirect |
Footnotes
F1: Reflects shares held by Rosenberg Venture AG, of which Mr. Wenzel is a member of the board of directors. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for Section 16 or for any other purpose.
F2: Reflects 6,200,000 shares held by Mountain Partners AG and 1,021,863 shares held by Mountain Partners AG through BH Capital Management AG. Mr. Wenzel is a member of the board of directors of Mountain Partners AG. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for Section 16 or for any other purpose.
F3: The option vests and becomes exercisable in equal monthly installments beginning on December 30, 2011, so that it is fully vested and exercisable as of June 6, 2012.