Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Identiv, Inc. Director's Dealing 2012

Jan 5, 2012

34292_dirs_2012-01-05_cb88f2f6-e7c0-407c-a8b4-5c9e3d40dbf1.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IDENTIVE GROUP, INC. (INVE)
CIK: 0001036044
Period of Report: 2011-12-30

Reporting Person: Wenzel Daniel S.C. (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-12-30 Common Stock A 13825 Acquired 84081 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-12-30 Stock Option (right to buy) $2.17 A 15000 Acquired 2018-12-30 Common Stock (15000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 502573 Indirect
Common Stock 7221863 Indirect

Footnotes

F1: Reflects shares held by Rosenberg Venture AG, of which Mr. Wenzel is a member of the board of directors. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for Section 16 or for any other purpose.

F2: Reflects 6,200,000 shares held by Mountain Partners AG and 1,021,863 shares held by Mountain Partners AG through BH Capital Management AG. Mr. Wenzel is a member of the board of directors of Mountain Partners AG. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for Section 16 or for any other purpose.

F3: The option vests and becomes exercisable in equal monthly installments beginning on December 30, 2011, so that it is fully vested and exercisable as of June 6, 2012.