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HYSTER-YALE, INC. — Director's Dealing 2021
Dec 17, 2021
32599_dirs_2021-12-17_15712818-e1d8-4e4a-a6f0-5a6151ff9038.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2021-01-21
Reporting Person: TAPLIN BEATRICE B (Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-21 | Class A Common Stock | G | 14248 | — | Disposed | 119344 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 199459 | — | Acquired | 199459 | Indirect |
| 2021-12-15 | Class A Common Stock | J | 59170 | — | Acquired | 100242 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-21 | Class B Common Stock | $ | G | 174140 | Disposed | Class A Common Stock (174140) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 199459 | Disposed | Class A Common Stock (199459) | Indirect | |
| 2021-12-15 | Class B Common Stock | $ | J | 59170 | Disposed | Class A Common Stock (59170) | Indirect |
Footnotes
F1: Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2: Reporting Person disclaims beneficial ownership of all such shares.
F3: N/A
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