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HYSTER-YALE, INC. Director's Dealing 2017

Feb 13, 2017

32599_dirs_2017-02-13_dde73b97-5cf7-4985-8d0d-ad9c00911d59.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2016-12-02

Reporting Person: BUTLER JOHN C JR (Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-02 Class A Common Stock J 2020 Disposed 80066 Indirect
2016-12-02 Class A Common Stock J 1154 Acquired 1154 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-02 Class B Common Stock $ J 1343 Acquired Class A Common Stock (1343) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 8048 Indirect
Class A Common Stock 4513 Indirect
Class A Common Stock 8204 Indirect
Class A Common Stock 4357 Indirect
Class A Common Stock 49811 Indirect
Class A Common Stock 12303 Indirect
Class A Common Stock 32369 Indirect
Class A Common Stock 2800 Indirect
Class A Common Stock 7471 Indirect
Class A Common Stock 23524 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (8048) 8048 Indirect
Class B Common Stock $ Class A Common Stock (3683) 3683 Indirect
Class B Common Stock $ Class A Common Stock (8204) 8204 Indirect
Class B Common Stock $ Class A Common Stock (3527) 3527 Indirect
Class B Common Stock $ Class A Common Stock (89105) 89105 Indirect
Class B Common Stock $ Class A Common Stock (12303) 12303 Indirect
Class B Common Stock $ Class A Common Stock (51283) 51283 Indirect
Class B Common Stock $ Class A Common Stock (58586) 58586 Indirect
Class B Common Stock $ Class A Common Stock (2800) 2800 Indirect
Class B Common Stock $ Class A Common Stock (7471) 7471 Indirect
Class B Common Stock $ Class A Common Stock (17262) 17262 Indirect

Footnotes

F1: Reporting Person disclaims beneficial ownership of all such shares.

F2: N/A