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Huntsman CORP — Director's Dealing 2020
Jan 16, 2020
31896_dirs_2020-01-16_08b602d6-9512-4690-94d5-3b7a019634de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Huntsman CORP (HUN)
CIK: 0001307954
Period of Report: 2020-01-14
Reporting Person: Gerrard Ronald W (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-14 | Common Stock | M | 45918 | $8.86 | Acquired | 172374 | Direct |
| 2020-01-14 | Common Stock | F | 25504 | $23.22 | Disposed | 146870 | Direct |
| 2020-01-14 | Common Stock | M | 17896 | $17.59 | Acquired | 164766 | Direct |
| 2020-01-14 | Common Stock | F | 14846 | $23.22 | Disposed | 149920 | Direct |
| 2020-01-14 | Common Stock | M | 27516 | $13.41 | Acquired | 177436 | Direct |
| 2020-01-14 | Common Stock | F | 18783 | $23.22 | Disposed | 158653 | Direct |
| 2020-01-14 | Common Stock | M | 25253 | $17.85 | Acquired | 183906 | Direct |
| 2020-01-14 | Common Stock | F | 20842 | $23.21 | Disposed | 163064 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-14 | Option (Right to Buy) | $8.86 | M | 45918 | Disposed | 2026-02-03 | Common Stock (45918) | Direct |
| 2020-01-14 | Option (Right to Buy) | $17.59 | M | 17896 | Disposed | 2021-02-02 | Common Stock (17896) | Direct |
| 2020-01-14 | Option (Right to Buy) | $13.41 | M | 27516 | Disposed | 2022-02-01 | Common Stock (27516) | Direct |
| 2020-01-14 | Option (right to buy) | $17.85 | M | 25253 | Disposed | 2023-02-06 | Common Stock (25253) | Direct |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on January 14, 2020 of $23.22 per share.
F2: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on January 14, 2020 of $23.21 per share.
F3: These options granted under the Huntsman Stock Incentive Plan vested in three equal annual installments beginning February 3, 2017.
F4: These options granted under the Huntsman Stock Incentive Plan vested in three equal annual installments beginning February 2, 2012.
F5: These options granted under the Huntsman Stock Incentive Plan vested in three equal annual installments beginning February 1, 2013.
F6: These options granted under the Huntsman Stock Incentive Plan vested in three equal annual installments beginning February 6, 2014.