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Huntsman CORP — Director's Dealing 2020
Feb 18, 2020
31896_dirs_2020-02-18_143a0eb3-5872-4f7e-bcc2-8d65114bdd6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Huntsman CORP (HUN)
CIK: 0001307954
Period of Report: 2020-02-13
Reporting Person: Douglas Sean (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-13 | Common Stock | A | 23667 | — | Acquired | 122786 | Direct |
| 2020-02-13 | Common Stock | F | 5763 | — | Disposed | 117023 | Direct |
| 2020-02-13 | Common Stock | A | 29712 | — | Acquired | 146735 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-13 | Option (Right to Buy) | $21.54 | A | 38694 | Acquired | 2030-02-13 | Common Stock (38694) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15100 | Indirect |
| Common Stock | 700 | Indirect |
Footnotes
F1: Represents the settlement of performance share units (PSUs) that were previously granted under Huntsman's stock incentive plans. The amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.
F2: Shares automatically withheld upon payoff of PSUs.
F3: These shares of restricted stock granted under the Huntsman 2016 Stock Incentive Plan vest in three equal annual installments beginning February 13, 2021.
F4: These options granted under the 2016 Huntsman Stock Incentive Plan vest in three equal annual installments beginning February 13, 2021.
F5: These shares are owned directly by the Sean Douglas Family Trust. The reporting person may be deemed to be the beneficial owner of these shares by virtue of being a trustee.
F6: Represents shares held by Sean Douglas as Uniform Transfer to Minors Act custodian for one of the reporting person's children.