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HUMANA INC — Director's Dealing 2012
Oct 24, 2012
30145_dirs_2012-10-24_2f419cef-a194-4432-8df1-89d5147a66ef.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2012-10-18
Reporting Person: McClain Tim S (Group Pres, Govt & Other Busin)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Humana Common | 82 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $36.52 | 2016-08-27 | Humana Common (1667) | Direct | |
| Options | $88.6475 | 2019-02-23 | Humana Common (3971) | Direct | |
| Restricted Stock Units | $.1667 | Humana Common (1635) | Direct | ||
| Restricted Stock Units | $0 | Humana Common (3130) | Direct |
Footnotes
F1: Right to buy pursuant to the Humana's 2003 Stock Incentive Plan.
F2: Non-Qualified stock options granted to reporting person on 8/27/09, 100% vested.
F3: Non-qualified stock options granted to reporting person on 2/23/12, vesting in three increments from 2/23/13 to 2/23/15.
F4: Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
F6: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7: Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
F8: Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.