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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2021
May 27, 2021
32980_dirs_2021-05-27_bc4ea173-8183-46c2-939b-5b3102be29e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2021-05-25
Reporting Person: MANDRACCHIA STEPHEN P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-25 | Common Stock | S | 76074 | $2.37 | Disposed | 366926 | Direct |
| 2021-05-25 | Common Stock | S | 76073 | $2.37 | Disposed | 631111 | Indirect |
| 2021-05-26 | Common Stock | S | 23926 | $2.48 | Disposed | 343000 | Direct |
| 2021-05-26 | Common Stock | S | 23927 | $2.48 | Disposed | 607184 | Indirect |
| 2021-05-26 | Common Stock | M | 195700 | $1.09 | Acquired | 802884 | Indirect |
| 2021-05-26 | Common Stock | F | 79005 | $2.7 | Disposed | 723879 | Indirect |
| 2021-05-26 | Common Stock | M | 36774 | $1.09 | Acquired | 760653 | Indirect |
| 2021-05-26 | Common Stock | F | 14846 | $2.7 | Disposed | 745807 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-26 | Stock Option | $1.09 | M | 195700 | Disposed | 2021-11-30 | Common Stock (195700) | Direct |
| 2021-05-26 | Stock Option | $1.09 | M | 36774 | Disposed | 2021-11-30 | Common Stock (36774) | Direct |
Footnotes
F1: Shares previously reported held by Mr. Mandracchia's child are no longer beneficially owned by Mr. Mandracchia in accordance with applicable SEC rules.
F2: Shares were directed to be issued to the Theresa Ann Mandracchia Family Revocable Trust.
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