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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2017
Aug 22, 2017
32980_dirs_2017-08-22_a99d590a-054d-426a-b4d6-6e44e706144e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2017-08-21
Reporting Person: Parrillo Richard (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-21 | Common Stock | M | 26600 | $3.23 | Acquired | 116005 | Direct |
| 2017-08-21 | Common Stock | F | 10216 | $8.41 | Disposed | 105789 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-01 | Stock Option (Right to Buy) | $3.23 | M | 26600 | Disposed | 2017-10-01 | Common Stock (26600) | Direct |
Footnotes
F1: Includes 39,405 shares which may be purchased pursuant to stock options.
F2: No shares were sold on the open market. Pursuant to provisions of the Company's Stock Incentive Plan, shares from option exercise were applied by the Company to cover the purchase price due upon exercise of the option.
F3: Closing Stock Price on 8/21/2017
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