AI assistant
HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2016
Mar 14, 2016
32980_dirs_2016-03-14_8f6608a4-bd1b-422b-9531-1888d8802a55.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2016-03-14
Reporting Person: BUSCEMI JAMES R (Vice President Chief Financial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-14 | Common Stock | M | 16625 | $1.4 | Acquired | 366775 | Direct |
| 2016-03-14 | Common Stock | S | 6250 | $3.52 | Disposed | 360525 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-14 | Stock Option (Right to Buy) | $1.4 | M | 16625 | Acquired | 2016-03-31 | Common Stock (16625) | Direct |
Footnotes
F1: Includes 253,000 shares that may be purchased pursuant to stock options.
F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.50 to $3.60 per share inclusive. The reporting person undertakes to provide Hudson Technologies, Inc., any security holder of Hudson Technologies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.