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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2013
Mar 25, 2013
32980_dirs_2013-03-25_990c134c-2fd4-4e06-9e7e-d4c6f4146589.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2013-03-22
Reporting Person: ZUGIBE KEVIN J (Director, Chairman, Chief Executive Off, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-22 | Common Stock | M | 87500 | $1.13 | Acquired | 3813628 | Direct |
| 2013-03-22 | Common Stock | M | 193750 | $1.15 | Acquired | 4007378 | Direct |
| 2013-03-22 | Common Stock | M | 18750 | $0.83 | Acquired | 4026128 | Direct |
| 2013-03-22 | Common Stock | M | 18750 | $0.95 | Acquired | 4044878 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-22 | Stock Option (Right to Buy) | $1.13 | M | 87500 | Disposed | 2014-03-05 | Common Stock (87500) | Direct |
| 2013-03-22 | Stock Option (Right to Buy) | $1.15 | M | 193750 | Disposed | 2014-03-31 | Common Stock (193750) | Direct |
| 2013-03-22 | Stock Option (Right to Buy) | $0.83 | M | 18750 | Disposed | 2014-09-17 | Common Stock (18750) | Direct |
| 2013-03-22 | Stock Option (Right to Buy) | $0.95 | M | 18750 | Disposed | 2014-10-01 | Common Stock (18750) | Direct |
Footnotes
F1: Excludes 591,050 shares which may be purchased pursuant to stock options.
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