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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2013
May 22, 2013
32980_dirs_2013-05-22_b7550c08-f7a7-4dfd-aff6-efa3a00ac132.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2013-05-20
Reporting Person: HARKINS CHARLES F (VP Sales & Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-20 | Common Stock | M | 62377 | $1.26 | Acquired | 62377 | Direct |
| 2013-05-20 | Common Stock | M | 8139 | $1.76 | Acquired | 70516 | Direct |
| 2013-05-20 | Common Stock | M | 2484 | $1.76 | Acquired | 73000 | Direct |
| 2013-05-20 | Common Stock | S | 73000 | $3.95 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-20 | Stock Option (right to buy) | $1.26 | M | 62377 | Disposed | 2019-12-17 | Common Stock (62377) | Direct |
| 2013-05-20 | Stock Option (right to buy) | $1.76 | M | 8139 | Disposed | 2015-12-19 | Common Stock (8139) | Direct |
| 2013-05-20 | Stock Option (right to buy) | $1.76 | M | 2384 | Disposed | 2015-12-19 | Common Stock (2484) | Direct |
Footnotes
F1: Excludes 83,764 shares that may be purchased pursuant to stock options.
F2: Excludes 75,625 shares that may be purchased pursuant to stock options.
F3: Excludes 73,141 shares that may be purchased pursuant to stock options.
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