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HUB24 LIMITED — Major Shareholding Notification 2019
Nov 26, 2019
65077_rns_2019-11-26_3e9a1900-c450-4f35-ba69-bcab3cf5f70b.pdf
Major Shareholding Notification
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Form 605 Corporations Act 2001 Section 671B
Notice of Ceasing to be a Substantial Holder
To: HUB24 LIMITED
ACN/ARSN:
1. Details of substantial holder (1)
Name: FMR LLC and the entities listed in Annexure A ("FMR") ACN/ARSN (if applicable)
The holder ceased to be a substantial holder on The previous notice was given to the company on The previous notice was dated
22 November 2019 26 August 2019 26 August 2019
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of | Person | Nature of | Consideration | Class (6) and | Person’s votes |
|---|---|---|---|---|---|
| Change | whose | change (4) | given in | number of | affected |
| relevant | relation to |
securities | |||
| interest | change (5) | affected | |||
| changed | |||||
| AUD | COMMON | COMMON | |||
| STOCK | STOCK | ||||
| 08/23/2019 | FMR | BUY | 11.2599 | 64,244 | 64,244 |
| 08/26/2019 | FMR | BUY | 11.0412 | 30,000 | 30,000 |
| 10/09/2019 | FMR | BUY | 11.6116 | 3,578 | 3,578 |
| 10/31/2019 | FMR | SELL | 12.3683 | 11,897 | 11,897 |
| 11/01/2019 | FMR | SELL | 12.2735 | 4,672 | 4,672 |
| 11/04/2019 | FMR | SELL | 12.4504 | 9,331 | 9,331 |
| 11/05/2019 | FMR | BUY | 12.2500 | 953 | 953 |
| 11/05/2019 | FMR | SELL | 12.2500 | 3,695 | 3,695 |
| 11/06/2019 | FMR | SELL | 12.1422 | 15,105 | 15,105 |
| 11/11/2019 | FMR | BUY | 12.8535 | 66 | 66 |
| 11/13/2019 | FMR | BUY | 12.8340 | 93 | 93 |
| 11/22/2019 | FMR | SELL | 11.7105 | 119,700 | 119,700 |
| 11/22/2019 | FMR | SELL | 11.7105 | 359,805 | 359,805 |
| Total **Buys ** | 98,934 | 98,934 | |||
| Total Sells | (524,205) | (524,205) | |||
| Total Net Sells | (425,271) | (425,271) |
3. Resulting interest
| Class of Securities (4) | Number of securities | Person’s votes (5) | Voting power (6) |
|---|---|---|---|
| COMMON STOCK | 2,738,782 | 2,738,782 | 4.36% |
4. Changes in Association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association N/A
5. Addresses
The addresses of persons named in this form are as follows:
Refer to Annexure A
==> picture [107 x 45] intentionally omitted <==
Sign Here ______
Dated: 26 November 2019 Jen Li
Head of Regulatory Reporting, Asia Pacific Duly authorized under Powers of Attorney by and on behalf of FMR LLC
Annexure A
| Investment Manager | Address | Custodian | Nature of Relevant Interest | Sum of Numerator Shares | |
|---|---|---|---|---|---|
| FIAM LLC | 900 Salem Street, | ||||
| Smithfield, RI 02917 | JPMORGAN CHASE BANK | 3,578 | |||
| United States | |||||
| FIDELITY | Floor 19, 41 | BROWN BROTHERS | |||
| 44,691 | |||||
| MANAGEMENT & | Connaught Road | HARRIMAN AND CO | |||
| RESEARCH (HONG | Central, Hong Kong | JPMORGAN CHASE BANK | 1,034,212 | ||
| KONG) LIMITED | NORTHERN TRUST CO | ||||
| Investment Discretion / | 134,513 | ||||
| (C) | |||||
| Voting Power | |||||
| FMR CO., INC | 245 Summer Street, | BROWN BROTHERS | |||
| 1,477,196 | |||||
| Boston, MA 02210 | HARRIMAN AND CO | ||||
| United States | JPMORGAN CHASE BANK | 1,036 | |||
| NORTHERN TRUST CO | |||||
| 1,112 | |||||
| (C) | |||||
| STATE STREET BANK | |||||
| 42,444 | |||||
| AND TR CO | |||||
| Grand Total | 2,738,782 |