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Hub Group, Inc. — Director's Dealing 2011
Nov 15, 2011
31640_dirs_2011-11-15_8fd68f4d-0a21-42dc-9c6d-4543783fa9f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUB GROUP INC (HUBG)
CIK: 0000940942
Period of Report: 2011-03-30
Reporting Person: YEAGER DAVID P (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-30 | Class B Common Stock | G | 18296 | — | Disposed | 0 | Indirect |
| 2010-03-30 | Class B Common Stock | G | 18296 | — | Acquired | 121083 | Direct |
| 2011-03-30 | Class B Common Stock | G | 121083 | — | Disposed | 0 | Direct |
| 2011-03-30 | Class B Common Stock | G | 121083 | — | Acquired | 121083 | Indirect |
| 2011-07-06 | Class A Common Stock | W | 50264 | — | Acquired | 76647 | Indirect |
| 2011-11-11 | Class A Common Stock | S | 14000 | $31.8038 | Disposed | 207809 | Direct |
| 2011-11-14 | Class A Common Stock | S | 17900 | $30.9093 | Disposed | 189909 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 51624 | Indirect |
| Class B Common Stock | 51624 | Indirect |
| Class B Common Stock | 51624 | Indirect |
Footnotes
F1: Represents the gift of 18,296 shares from the David P. Yeager Non-Exempt Trust to Mr. Yeager.
F2: The Yeager family members are parties to a stockholders' agreement pursuant to which they have agreed to vote all of their shares of Class B Common Stock in accordance with the vote of the holders of a majority of such shares. Members of the Yeager family own all 662,296 shares of the Class B Common Stock.
F3: Represents the gift of 121,083 shares from Mr. Yeager to a trust.
F4: The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The Yeager family members are parties to a stockholders' agreement pursuant to which they have agreed to vote all of their shares of Class B Common Stock in accordance with the vote of the holders of a majority of such shares. Members of the Yeager family own all 662,296 shares of the Class B Common Stock.
F5: Represents the distribution of 50,264 shares from the Phillip C. Yeager 1994 GST Trust to the David P. Yeager Non-Exempt Trust.
F6: 52,703 of the shares of Class A Common Stock are restricted stock subject to vesting requirements.