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Hub Group, Inc. — Director's Dealing 2009
Aug 27, 2009
31640_dirs_2009-08-27_87654f46-e4a5-4128-a043-86ac435eee60.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUB GROUP INC (HUBG)
CIK: 0000940942
Period of Report: 2009-08-26
Reporting Person: YEAGER DAVID P (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-26 | Class A Common Stock | M | 29334 | $1.30 | Acquired | 29334 | Indirect |
| 2009-08-26 | Class A Common Stock | S | 11500 | $22.47 | Disposed | 17834 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-26 | Stock Options (Right to Buy) | $1.30 | M | 29334 | Disposed | 2009-09-29 | Class A Common Stock (29334) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 200403 | Direct |
| Class B Common Stock | 102787 | Direct |
| Class B Common Stock | 51624 | Indirect |
| Class B Common Stock | 51624 | Indirect |
| Class B Common Stock | 51624 | Indirect |
| Class B Common Stock | 18296 | Indirect |
Footnotes
F1: These shares are held by the David P. Yeager nonexempt trust created under the Phillip C. Yeager 1994 Trust, David P. Yeager, trustee.
F2: 41,962 of the shares of Class A Common Stock are restricted stock subject to vesting requirements.
F3: The Yeager family members are parties to a stockholders' agreement pursuant to which they have agreed to vote all of their shares of Class B Common Stock in accordance with the vote of the holders of a majority of such shares. Members of the Yeager family own all 662,296 shares of the Class B Common Stock.
F4: The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The Yeager family members are parties to a stockholders' agreement pursuant to which they have agreed to vote all of their shares of Class B Common Stock in accordance with the vote of the holders of a majority of such shares. Members of the Yeager family own all 662,296 shares of the Class B Common Stock.