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HP INC Director's Dealing 2019

Dec 11, 2019

30213_dirs_2019-12-10_8d31e894-18e3-4591-882f-0fdb05aa8e07.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2019-12-06

Reporting Person: Fieler Steven J. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-07 Common Stock M 36602.00 $0.00 Acquired 161676.00 Direct
2019-12-07 Common Stock F 18149.00 $20.50 Disposed 143527.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-06 Performance Adjusted Restricted Stock Units $ A 157165.00 Acquired Common Stock (157165.00) Direct
2019-12-06 Restricted Stock Units $ A 112195.00 Acquired Common Stock (112195.00) Direct
2019-12-07 Restricted Stock Units $ M 24006.00 Disposed Common Stock (24006.00) Direct
2019-12-07 Restricted Stock Units $ M 12596.00 Disposed Common Stock (12596.00) Direct

Footnotes

F1: 18,149 shares were withheld by HP to satisfy tax withholding on vesting of Restricted Stock Units ("RSUs").

F2: On 12/6/2019, the reporting person was granted 157,165 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/22, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F3: Each RSU represents a contingent right to receive one share of HP common stock.

F4: On 12/6/2019, the reporting person was granted 112,195 RSUs, one-third of which vest annually over three years on each of 12/7/2020, 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F5: On 12/7/2018, the reporting person was granted 69,778 RSUs, 23,259 of which vested on 12/7/2019, 23,259 of which are scheduled to vest on 12/7/2020, and 23,260 of which are scheduled to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 747 vested dividend equivalent rights.

F6: On 12/7/2017, the reporting person was granted 35,765 RSUs, 11,921 of which vested on 12/7/2018, 11,922 of which vested on 12/7/2019, and 11,922 of which are scheduled to vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 674 vested dividend equivalent rights.