HP INC — Director's Dealing 2019

Dec 11, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2019-12-06

Reporting Person: Tran Tuan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-07	Common Stock	M	48245.00	$0.00	Acquired	59845.00	Direct
2019-12-07	Common Stock	F	12767.00	$20.50	Disposed	47078.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-06	Performance Adjusted Restricted Stock Units	$	A	122999.00	Acquired		Common Stock (122999.00)	Direct
2019-12-06	Restricted Stock Units	$	A	87805.00	Acquired		Common Stock (87805.00)	Direct
2019-12-07	Restricted Stock Units	$	M	13504.00	Disposed		Common Stock (13504.00)	Direct
2019-12-07	Restricted Stock Units	$	M	16795.00	Disposed		Common Stock (16795.00)	Direct
2019-12-07	Restricted Stock Units	$	M	17946.00	Disposed		Common Stock (17946.00)	Direct

Footnotes

F1: Includes 8,763.945 shares previously acquired pursuant to HP's employee stock purchase plan.

F2: 12,767 shares were withheld by HP to satisfy tax withholding on vesting of Restricted Stock Units ("RSUs").

F3: On 12/6/2019, the reporting person was granted 122,999 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/22, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4: Each RSU represents a contingent right to receive one share of HP common stock.

F5: On 12/6/2019, the reporting person was granted 87,805 RSUs, one-third of which vest annually over three years on each of 12/7/2020, 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F6: On 12/7/2018, the reporting person was granted 39,250 RSUs, 13,083 of which vested on 12/7/2019, 13,083 of which are scheduled to vest on 12/7/2020, and 13,084 of which are scheduled to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 421 vested dividend equivalent rights.

F7: On 12/7/2017, the reporting person was granted 47,687 RSUs, 15,895 of which vested on 12/7/2018, 15,896 of which vested on 12/7/2019, and 15,896 of which are scheduled to vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 899 vested dividend equivalent rights.

F8: On 12/7/2016, the reporting person was granted 49,536 RSUs, 16,512 of which vested on each of 12/7/2017, 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,434 vested dividend equivalent rights.