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HP INC — Director's Dealing 2018
Mar 13, 2018
30213_dirs_2018-03-13_766d2e53-99ca-49cb-9417-800dd6ee2318.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2018-03-09
Reporting Person: LORES ENRIQUE (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-09 | Common Stock | M | 48645.00 | $6.40 | Acquired | 86464.00 | Direct |
| 2018-03-09 | Common Stock | M | 156976.00 | $12.47 | Acquired | 243440.00 | Direct |
| 2018-03-09 | Common Stock | M | 27025.00 | $12.49 | Acquired | 270465.00 | Direct |
| 2018-03-09 | Common Stock | M | 32430.00 | $17.29 | Acquired | 302895.00 | Direct |
| 2018-03-09 | Common Stock | S | 302895.00 | $24.49 | Disposed | 0.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-09 | Employee Stock Option (right to buy) | $6.40 | M | 48645.00 | Disposed | 2020-12-05 | Common Stock (48645.00) | Direct |
| 2018-03-09 | Employee Stock Option (right to buy) | $12.47 | M | 156976.00 | Disposed | 2023-10-29 | Common Stock (156976.00) | Direct |
| 2018-03-09 | Employee Stock Option (right to buy) | $12.49 | M | 27025.00 | Disposed | 2021-12-10 | Common Stock (27025.00) | Direct |
| 2018-03-09 | Employee Stock Option (right to buy) | $17.29 | M | 32430.00 | Disposed | 2022-12-09 | Common Stock (32430.00) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2017.
F2: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
F3: On December 6, 2012, the reporting person was granted options to purchase a total of 281,867 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date.
F4: This option became exercisable beginning on this date.
F5: This option is no longer exercisable following this date.
F6: On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
F7: On December 11, 2013, the reporting person was granted options to purchase a total of 81,075 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date.
F8: On December 10, 2014, the reporting person was granted options to purchase a total of 64,859 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date.