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HP INC — Director's Dealing 2018
Oct 2, 2018
30213_dirs_2018-10-02_93af22e0-aeba-4a36-8049-182a03af03e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2018-10-01
Reporting Person: LESJAK CATHERINE A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-01 | Common Stock | M | 404399.00 | $13.83 | Acquired | 601594.00 | Direct |
| 2018-10-01 | Common Stock | M | 92000.00 | $17.29 | Acquired | 693594.00 | Direct |
| 2018-10-01 | Common Stock | S | 693594.00 | $25.7845 | Disposed | 0.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-01 | Employee Stock Option (right to buy) | $13.83 | M | 404399.00 | Disposed | 2023-11-01 | Common Stock (404399.00) | Direct |
| 2018-10-01 | Employee Stock Option (right to buy) | $17.29 | M | 92000.00 | Disposed | 2022-12-09 | Common Stock (92000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 306.00 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/29/2018.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.53-$25.97, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: There is no reportable change since the last filing. This is a reiteration of holdings only.
F4: On November 2, 2015, the reporting person was granted performance contingent options to purchase a total of 606,599 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
F5: This option is no longer exercisable following this date.
F6: This option became fully exercisable on this date.