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HP INC — Director's Dealing 2018
Nov 28, 2018
30213_dirs_2018-11-28_0eceb27b-c7ef-4cc0-b6d5-c5712b217c2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2018-11-26
Reporting Person: Rivera Kim M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-26 | Common Stock | M | 142726.00 | $0.00 | Acquired | 157967.00 | Direct |
| 2018-11-26 | Common Stock | F | 70765.00 | $22.81 | Disposed | 87202.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-26 | Performance Adjusted Restricted Stock Units | $ | M | 47106.00 | Disposed | Common Stock (47106.00) | Direct | |
| 2018-11-26 | Performance Adjusted Restricted Stock Units | $ | M | 95620.00 | Disposed | Common Stock (95620.00) | Direct |
Footnotes
F1: 70,765 shares were withheld by HP to satisfy tax withholding on vesting of PARSUs.
F2: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.
F3: As previously reported, on 12/7/2016 the reporting person was granted 93,525 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 44,658 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,448 vested dividend equivalent units.
F4: As previously reported, on 12/9/2015 the reporting person was granted 125,237 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 87,103 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 8,517 vested dividend equivalent units.