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HP INC Director's Dealing 2018

Dec 12, 2018

30213_dirs_2018-12-11_4f25253a-9f65-4af7-81fa-4405eab37047.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2018-12-07

Reporting Person: CHO ALEX (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-07 Common Stock M 36154.00 $0.00 Acquired 36154.00 Direct
2018-12-07 Common Stock F 14209.00 $22.93 Disposed 21945.00 Direct
2018-12-09 Common Stock M 13547.00 $0.00 Acquired 35492.00 Direct
2018-12-09 Common Stock F 6718.00 $22.93 Disposed 28774.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-07 Restricted Stock Units $ A 69778.00 Acquired Common Stock (69778.00) Direct
2018-12-07 Performance Adjusted Restricted Stock Units $ A 96210.00 Acquired Common Stock (96210.00) Direct
2018-12-07 Restricted Stock Units $ M 20683.00 Disposed Common Stock (20683.00) Direct
2018-12-07 Restricted Stock Units $ M 15471.00 Disposed Common Stock (15471.00) Direct
2018-12-09 Restricted Stock Units $ M 13547.00 Disposed Common Stock (13547.00) Direct

Footnotes

F1: 14,209 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").

F2: 6,718 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

F3: Each RSU represents a contingent right to receive one share of HP common stock.

F4: On 12/7/2018, the reporting person was granted 69,778 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F5: On 12/7/2018, the reporting person was granted 96,210 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F6: On 12/7/2016, the reporting person was granted 58,824 RSUs, 19,608 of which vested on each of 12/7/2017 and 12/7/2018, and of which 19,608 are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,075 vested dividend equivalent rights.

F7: On 12/7/2017, the reporting person was granted 45,303 RSUs, 15,101 of which vested on 12/7/2018 and of which 15,101 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 370 vested dividend equivalent rights.

F8: On 12/9/2015, the reporting person was granted 37,159 RSUs, 12,386 of which vested on each of 12/9/2016 and 12/9/2017, and of which 12,387 vested on 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,160 vested dividend equivalent rights.