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HP INC — Director's Dealing 2018
Dec 12, 2018
30213_dirs_2018-12-11_b8c43869-2066-47ee-9a49-53213966e99d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2018-12-07
Reporting Person: LESJAK CATHERINE A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-07 | Common Stock | M | 78718.00 | $0.00 | Acquired | 270143.00 | Direct |
| 2018-12-07 | Common Stock | F | 37252.00 | $22.93 | Disposed | 232891.00 | Direct |
| 2018-12-09 | Common Stock | M | 60208.00 | $0.00 | Acquired | 293099.00 | Direct |
| 2018-12-09 | Common Stock | F | 28558.00 | $22.93 | Disposed | 264541.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-07 | Restricted Stock Units | $ | M | 43543.00 | Disposed | Common Stock (43543.00) | Direct | |
| 2018-12-07 | Restricted Stock Units | $ | M | 35175.00 | Disposed | Common Stock (35175.00) | Direct | |
| 2018-12-09 | Restricted Stock Units | $ | M | 60208.00 | Disposed | Common Stock (60208.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 306.00 | Indirect |
Footnotes
F1: 37,252 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").
F2: 28,558 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.
F3: There is no reportable change since the last filing. This is a reiteration of holdings only.
F4: Each RSU represents a contingent right to receive one share of HP common stock.
F5: On 12/7/2016, the reporting person was granted 123,839 RSUs, 41,279 of which vested on each of 12/7/2017, of which 41,280 vested on 12/7/2018, and 41,280 of which is scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,263 vested dividend equivalent rights.
F6: On 12/7/2017, the reporting person was granted 103,004 RSUs, 34,334 of which vested on 12/7/2018, and of which 34,335 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.
F7: On 12/9/2015, the reporting person was granted 165,153 RSUs, 55,051 of which vested on each of 12/9/2016, 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,157 vested dividend equivalent rights.