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HP INC Director's Dealing 2017

Nov 7, 2017

30213_dirs_2017-11-06_c84e8bd9-70e4-47d9-b9d6-1a3a9537bdf7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2017-11-02

Reporting Person: WEISLER DION J (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-02 Common Stock M 525719.00 $13.83 Acquired 865216.00 Direct
2017-11-02 Common Stock S 525719.00 $21.2229 Disposed 339497.00 Direct
2017-11-02 Common Stock M 167510.00 $0.00 Acquired 507007.00 Direct
2017-11-02 Common Stock F 87408.00 $21.44 Disposed 419599.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-02 Employee Stock Option (right to buy) $13.83 M 525719.00 Disposed 2023-11-01 Common Stock (525719.00) Direct
2017-11-02 Restricted Stock Unit $ M 167510.00 Disposed Common Stock (167510.00) Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by this reporting person on 6/23/2017.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.07-$21.43, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock.

F4: On November 2, 2015, the reporting person was granted performance contingent options to purchase a total of 1,577,157 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5: This option is no longer exercisable following this date.

F6: On 11/2/2015 the reporting person was granted 469,993 restricted stock units ("RSUs"), 156,664 of which vested on 11/2/2016, and 156,664 of which will vest on 11/2/2017 and 156,665 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 10,846 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F7: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.