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HP INC — Director's Dealing 2017
Nov 13, 2017
30213_dirs_2017-11-13_58346392-63e6-471c-8ee5-8f5de131fef4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2017-11-09
Reporting Person: Rivera Kim M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-09 | Common Stock | M | 84799.00 | $0.00 | Acquired | 84799.00 | Direct |
| 2017-11-09 | Common Stock | F | 43038.00 | $21.34 | Disposed | 41761.00 | Direct |
| 2017-11-13 | Common Stock | S | 41761.00 | $21.2762 | Disposed | 0.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-09 | Restricted Stock Units | $ | M | 84799.00 | Disposed | Common Stock (84799.00) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock.
F2: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on 11/30/2016.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.19 - $21.32, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: On 11/09/2015 the reporting person was granted 237,924 RSUs, 79,308 of which vested on 11/09/2016 and 11/09/2017, and 79,308 of which will vest on 11/09/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 5,491 vested dividend equivalent rights.