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HP INC — Director's Dealing 2017
Dec 7, 2017
30213_dirs_2017-12-06_c4bc03ff-8f7c-4357-84af-6acafeb8658c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2017-12-04
Reporting Person: LESJAK CATHERINE A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-04 | Common Stock | M | 53701.00 | $0.00 | Acquired | 84509.00 | Direct |
| 2017-12-04 | Common Stock | F | 28022.00 | $21.08 | Disposed | 56487.00 | Direct |
| 2017-12-04 | Common Stock | M | 151849.00 | $0.00 | Acquired | 208336.00 | Direct |
| 2017-12-04 | Common Stock | F | 79235.00 | $21.08 | Disposed | 129101.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-04 | Performance Adjusted Restricted Stock Units | $ | M | 53701.00 | Disposed | Common Stock (53701.00) | Direct | |
| 2017-12-04 | Performance Adjusted Restricted Stock Units | $ | M | 151849.00 | Disposed | Common Stock (151849.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 306.00 | Indirect |
Footnotes
F1: There is no reportable change since the last filing. This is a reiteration of holdings only.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F3: As previously reported, on 12/11/2014 the reporting person was granted 85,173 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 45,525 PARSUs vested and, on 12/4/2017, 50,125 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 3,576 vested dividend equivalent units.
F4: As previously reported, on 12/9/2015 the reporting person was granted 240,841 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 141,735 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 10,114 vested dividend equivalent units.