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HP INC — Director's Dealing 2016
Nov 3, 2016
30213_dirs_2016-11-03_bff80010-9f62-4f09-adb4-c84cdf674186.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2016-11-02
Reporting Person: LESJAK CATHERINE A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-02 | Common Stock | M | 62597.00 | $14.65 | Acquired | 171981.00 | Direct |
| 2016-11-02 | Common Stock | F | 31249.00 | $14.65 | Disposed | 140732.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-02 | Restricted Stock Units | $ | M | 62597.00 | Disposed | Common Stock (62597.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29549.00 | Indirect |
| Common Stock | 306.00 | Indirect |
Footnotes
F1: There is no reportable change since the last filing. This is a reiteration of holdings only.
F2: Each restricted stock unit represents a contingent right to receive one share of HP common stock.
F3: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, and 60,255 of which will vest on 11/2/2017 and 60,256 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,342 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
F4: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.