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HP INC — Director's Dealing 2016
Dec 14, 2016
30213_dirs_2016-12-13_7e7c8c52-975b-43e8-b114-09ed1f65de1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2016-11-29
Reporting Person: LESJAK CATHERINE A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-29 | Common Stock | M | 47321.00 | $15.15 | Acquired | 188053.00 | Direct |
| 2016-11-29 | Common Stock | F | 24693.00 | $15.15 | Disposed | 163360.00 | Direct |
| 2016-12-09 | Common Stock | M | 137257.00 | $15.78 | Acquired | 300617.00 | Direct |
| 2016-12-09 | Common Stock | F | 71622.00 | $15.78 | Disposed | 228995.00 | Direct |
| 2016-12-10 | Common Stock | M | 33740.00 | $15.78 | Acquired | 262735.00 | Direct |
| 2016-12-10 | Common Stock | F | 17606.00 | $15.78 | Disposed | 245129.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-29 | Performance Adjusted Restricted Stock Units | $ | M | 47321.00 | Disposed | Common Stock (47321.00) | Direct | |
| 2016-12-09 | Restricted Stock Unit | $ | M | 57191.00 | Disposed | Common Stock (57191.00) | Direct | |
| 2016-12-10 | Restricted Stock Units | $ | M | 33740.00 | Disposed | Common Stock (33740.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29549.00 | Indirect |
| Common Stock | 306.00 | Indirect |
Footnotes
F1: There is no reportable change since the last filing. This is a reiteration of holdings only.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F3: As previously reported, on 12/11/2014 the reporting person was granted 85,172 performance adjusted restricted stock units ("PARSUs"), of which 45,525 vested on 11/29/2016 based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,796 vested dividend equivalent units accrued.
F4: On 12/9/2015 the reporting person was granted 165,153 RSUs, 55,051 of which vested on 12/9/2016, and 55,051 of which will vest on both 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,140 vested dividend equivalent rights.
F5: On 12/10/2014 the reporting person was granted 95,484 RSUs, 31,828 of which vested each on 12/10/2015 and 12/10/2016 and 31,828 of which will vest on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,912 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.