Howmet Aerospace Inc. — Director's Dealing 2021

Jun 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Howmet Aerospace Inc. (HWM)
CIK: 0000004281
Period of Report: 2021-06-09

Reporting Person: PLANT JOHN C (Director, Chairman and Co-CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-09	Common Stock	M	161667	—	Acquired	1191.966	Direct
2021-06-09	Common Stock	F	70293	$35.03	Disposed	1121673	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-09	Restricted Stock Units	$	M	161667	Disposed		Common Stock (161667)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	500463	Indirect

Footnotes

F1: Each restricted stock unit converted into common stock on a one-for-one basis.

F2: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

F3: Shares held in trusts, each of which the reporting person is the trustee and beneficiary.

F4: Reflects vesting of one-third of the restricted stock units granted on June 9, 2020 in accordance with their terms.