Howmet Aerospace Inc. — Director's Dealing 2021

Sep 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Howmet Aerospace Inc. (HWM)
CIK: 0000004281
Period of Report: 2021-09-08

Reporting Person: Giacobbe Ken (EVP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-08	Common Stock	M	5255	$21.98	Acquired	261992	Direct
2021-09-08	Common Stock	S	4386	$31.08	Disposed	257606	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-08	Employee Stock Option (right to buy)	$21.98	M	5255	Disposed	2022-01-20	Common Stock (5255)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	678	Indirect

Footnotes

F1: Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the option.

F2: The option became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted.