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Howmet Aerospace Inc. — Director's Dealing 2021
Dec 14, 2021
29914_dirs_2021-12-13_0d1407f7-40cc-4920-a2de-89789a031ab8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Howmet Aerospace Inc. (HWM)
CIK: 0000004281
Period of Report: 2021-12-03
Reporting Person: CHANATRY MICHAEL NIEM (Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 125350 | Direct |
| Common Stock | 5779 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $22.60 | 2028-04-16 | Common Stock (31202) | Direct | |
| Phantom Stock Units | $ | Common Stock (38912) | Direct |
Footnotes
F1: The option became exercisable in three equal annual installments beginning on April 16, 2019, which was the first anniversary of the date on which the option was granted.
F2: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan. Each phantom stock unit is the economic equivalent of one share of common stock and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.