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Howmet Aerospace Inc. — Director's Dealing 2006
Apr 20, 2006
29914_dirs_2006-04-20_76fa8059-86ce-40a3-9b69-44e41edadaad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2006-04-18
Reporting Person: THOMAS PAUL D (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-04-18 | Common Stock | M | 20000 | $22.555 | Acquired | 136951.1219 | Direct |
| 2006-04-18 | Common Stock | F | 15751 | $34.75 | Disposed | 121200.1219 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-04-18 | Employee Stock Option (right to buy) | $22.555 | M | 20000 | Disposed | 2013-01-10 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1086 | Indirect |
Footnotes
F1: Includes shares acquired under the Alcoa Dividend Reinvestment Plan.
F2: The option grant of which this option is part vested in three equal annual installments beginning January 10, 2004. The installment exercised by the reporting person as reported herein vested on January 10, 2005.
F3: Employee stock options are granted without payment of consideration.
F4: In the aggregate, a total of 773,465 employee stock options (with various prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.