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Howmet Aerospace Inc. — Director's Dealing 2004
Nov 5, 2004
29914_dirs_2004-11-05_c6b70571-bb96-4cba-bc53-875561253b4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2004-11-03
Reporting Person: THOMAS PAUL D (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-11-03 | Common Stock | M | 11376 | $22.555 | Acquired | 86952.5317 | Direct |
| 2004-11-03 | Common Stock | F | 9339 | $32.03 | Disposed | 77613.5317 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-11-03 | Employee Stock Option (right to buy) | $22.555 | M | 11376 | Disposed | 2013-01-10 | Common Stock (11376) | Direct |
| 2004-11-03 | Employee Stock Option (right to buy) | $32.03 | A | 9003 | Acquired | 2013-01-10 | Common Stock (9003) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 374 | Indirect |
Footnotes
F1: Includes shares acquired under the Alcoa Dividend Reinvestment Plan.
F2: Employee stock options are granted without payment of consideration.
F3: In the aggregate, a total of 676,873 employee stock options (with various prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.
F4: These are reload stock options granted in connection with the reporting person's exercise of outstanding options and payment of the option exercise costs by delivering previously owned shares to the Company as reported herein.