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Howmet Aerospace Inc. — Director's Dealing 2004
Nov 22, 2004
29914_dirs_2004-11-22_0c6564ec-8657-463a-a52f-ce12a9abeedf.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ALCOA INC (AA)
CIK: 0000004281
Period of Report: 2004-11-12
Reporting Person: Mack Ruth Jeannette (Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1707 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right To Buy) | $31.4687 | 2011-01-12 | Common Stock (31600) | Direct | |
| Employee Stock Option (Right To Buy) | $36.035 | 2012-01-11 | Common Stock (40400) | Direct | |
| Employee Stock Option (Right To Buy) | $22.555 | 2013-01-10 | Common Stock (50400) | Direct | |
| Employee Stock Option (Right To Buy) | $35.655 | 2010-01-15 | Common Stock (24300) | Direct | |
| Employee Stock Option (Right To Buy) | $28.72 | 2009-05-21 | Common Stock (12720) | Direct | |
| Employee Stock Option (Right To Buy) | $32.79 | 2010-02-18 | Common Stock (13780) | Direct | |
| Phantom Stock Units | $ | Common Stock (14738) | Direct | ||
| Phantom Stock Units | $ | Common Stock (9557) | Direct |
Footnotes
F1: The option vests in three equal annual installments beginning January 10, 2004.
F2: The option vests in three equal annual installments beginning January 15, 2005.
F3: Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment.
F4: 1 For 1
F5: Phantom stock units were acquired under the Alcoa Stock Acquisition Plan. Vested units become subject to the provisions of the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment.