AI assistant
HORACE MANN EDUCATORS CORP /DE/ — Director's Dealing 2018
Mar 8, 2018
31760_dirs_2018-03-08_3d7412c4-739a-4201-9405-76cdaa944154.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORACE MANN EDUCATORS CORP /DE/ (HMN)
CIK: 0000850141
Period of Report: 2018-03-06
Reporting Person: CONKLIN BRET A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-06 | Common Stock | M | 7100 | $17.01 | Acquired | 45800.729 | Direct |
| 2018-03-06 | Common Stock | S | 2938 | $42.807 | Disposed | 42862.729 | Direct |
| 2018-03-06 | Common Stock | A | 1515 | — | Acquired | 42862.729 | Direct |
| 2018-03-06 | Common Stock | A | 3477.714 | — | Acquired | 46340.443 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-06 | Employee Stock Option (right to buy) | $17.01 | M | 7100 | Disposed | 2018-03-09 | Common Stock (7100) | Direct |
| 2018-03-06 | Employee Stock Option (right to buy) | $42.95 | A | 13676 | Acquired | 2028-03-06 | Common Stock (13676) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3654.509 | Indirect |
Footnotes
F1: Represents 29,469.007 vested restricted stock units, 9,101.591 deferred restricted stock units and 7,230.131 shares of Common Stock.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.75 to $42.85.
F3: Represents 29,469.007 vested restricted stock units, 9,101.591 deferred restricted stock units and 4,292.131 shares of Common Stock.
F4: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.
F5: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.
F6: Represents 32,946.721 vested restricted stock units, 9,101.591 deferred restricted stock units and 4,292.131 shares of Common Stock.
F7: Held by the Horace Mann Supplemental Retirement & Savings Trust (401(K)).
F8: The option vests in four equal annual installments beginning on March 6, 2019.