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HORACE MANN EDUCATORS CORP /DE/ — Director's Dealing 2018
Jun 4, 2018
31760_dirs_2018-06-04_eee2cd1e-2386-42a5-9d81-084401a4fa3f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HORACE MANN EDUCATORS CORP /DE/ (HMN)
CIK: 0000850141
Period of Report: 2018-05-31
Reporting Person: Caldwell William J. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-31 | Common Stock | M | 797 | $30.24 | Acquired | 17244.514 | Direct |
| 2018-05-31 | Common Stock | M | 5828 | $28.88 | Acquired | 23072.514 | Direct |
| 2018-05-31 | Common Stock | F | 4352 | $44.20 | Disposed | 18720.514 | Direct |
| 2018-05-31 | Common Stock | M | 2174 | $32.35 | Acquired | 20894.514 | Direct |
| 2018-05-31 | Common Stock | M | 10490 | $31.01 | Acquired | 31384.514 | Direct |
| 2018-05-31 | Common Stock | S | 9692 | $44.32 | Disposed | 21692.514 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-31 | Employee Stock Option (right to buy) | $30.24 | M | 797 | Disposed | 2020-12-11 | Common Stock (797) | Direct |
| 2018-05-31 | Employee Stock Option (right to buy) | $28.88 | M | 5828 | Disposed | 2024-03-05 | Common Stock (5828) | Direct |
| 2018-05-31 | Employee Stock Option (right to buy) | $32.35 | M | 2174 | Disposed | 2025-03-04 | Common Stock (2174) | Direct |
| 2018-05-31 | Employee Stock Option (right to buy) | $31.01 | M | 10490 | Disposed | 2026-03-09 | Common Stock (10490) | Direct |
Footnotes
F1: Represents 580.514 vested restricted stock units and 16,664 shares of Common Stock.
F2: Represents 580.514 vested restricted stock units and 22,492 shares of Common Stock.
F3: Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.
F4: Represents 580.514 vested restricted stock units and 18,140 shares of Common Stock.
F5: Represents 580.514 vested restricted stock units and 20,314 shares of Common Stock.
F6: Represents 580.514 vested restricted stock units and 30,804 shares of Common Stock.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.10 to $44.80.
F8: Represents 580.514 vested restricted stock units and 21,112 shares of Common Stock.