HOLOGIC INC — Major Shareholding Notification 2016

Mar 4, 2016

SC 13D/A 1 holxsch13damd5030416.htm Licensed to: Icahn Associates Holding LLC Document created using EDGARfilings PROfile 3.6.1.0 Copyright 1995 - 2016 Summit Financial Printing, LLC. All rights reserved.

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 5)*

Hologic, Inc.

(Name of Issuer)

Common Stock, $0.01 par value

(Title of Class of Securities)

436440101

(CUSIP Number)

Jesse Lynn, Esq.

Icahn Capital LP

767 Fifth Avenue, 47 th Floor

New York, New York 10153

(212) 702-4300

(Name, Address and Telephone Number of Person Authorized to

Receive Notices and Communications)

March 4, 2016

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box / /.

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d‑7 for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

SCHEDULE 13D

Item 1. Security and Issuer

The Schedule 13D filed with the Securities and Exchange Commission on November 21, 2013, as amended (the "Schedule 13D"), by the Reporting Persons with respect to the shares of Common Stock, $0.01 par value ("Shares"), issued by Hologic, Inc. (the "Issuer"), as amended by Amendment No. 1 to the Schedule 13D filed on December 9, 2013, Amendment No. 2 to the Schedule 13D filed on December 12, 2013, Amendment No. 3 to the Schedule 13D filed on August 4, 2015, and Amendment No. 4 to the Schedule 13D filed on March 4, 2016, is hereby further amended to furnish the additional information set forth herein. All capitalized terms contained herein but not otherwise defined shall have the meanings ascribed to such terms in the Schedule 13D.

Item 5. Interest in Securities of the Issuer

Item 5(c) of Amendment No. 4 to the Schedule 13D is hereby amended by replacing it in its entirety with the following:

(c) The following table sets forth all transactions with respect to Shares effected during the past sixty (60) days by any of the Reporting Persons. All such transactions were sales of Shares effected in the open market.

Name of Reporting Person	Date of Transaction	Amount of Securities	Price Per Share (U.S. $)
High River Limited Partnership	02/17/2016	(75,778)	34.53
High River Limited Partnership	02/18/2016	(22,240)	34.50
High River Limited Partnership	02/19/2016	(93,757)	34.55
High River Limited Partnership	02/22/2016	(66,419)	34.70
High River Limited Partnership	02/23/2016	(14,150)	34.51
High River Limited Partnership	02/24/2016	(137,511)	34.63
High River Limited Partnership	02/25/2016	(120,000)	35.03
High River Limited Partnership	02/26/2016	(35,000)	35.05
Icahn Partners LP	02/17/2016	(303,111)	34.53
Icahn Partners LP	02/18/2016	(88,960)	34.50
Icahn Partners LP	02/19/2016	(283,965)	34.55
Icahn Partners LP	02/22/2016	(155,016)	34.70
Icahn Partners LP	02/23/2016	(33,026)	34.51
Icahn Partners LP	02/24/2016	(320,941)	34.63
Icahn Partners LP	02/25/2016	(280,072)	35.03
Icahn Partners LP	02/26/2016	(81,687)	35.05
Icahn Partners Master Fund LP	02/19/2016	(91,065)	34.55
Icahn Partners Master Fund LP	02/22/2016	(110,658)	34.70
Icahn Partners Master Fund LP	02/23/2016	(23,576)	34.51
Icahn Partners Master Fund LP	02/24/2016	(229,104)	34.63
Icahn Partners Master Fund LP	02/25/2016	(199,928)	35.03
Icahn Partners Master Fund LP	02/26/2016	(58,313)	35.05

SIGNATURE

After reasonable inquiry and to the best of each of the undersigned knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: March 4, 2016

ICAHN PARTNERS MASTER FUND LP

ICAHN OFFSHORE LP

ICAHN PARTNERS LP

ICAHN ONSHORE LP

BECKTON CORP.

HOPPER INVESTMENTS LLC

BARBERRY CORP.

HIGH RIVER LIMITED PARTNERSHIP

By: Hopper Investments LLC, general partner

By: Barberry Corp.

By: /s/ Edward E. Mattner

Name: Edward E. Mattner

Title: Authorized Signatory

ICAHN CAPITAL LP

By: IPH GP LLC, its general partner

By: Icahn Enterprises Holdings L.P., its sole member

By: Icahn Enterprises G.P. Inc., its general partner

IPH GP LLC

By: Icahn Enterprises Holdings L.P., its sole member

By: Icahn Enterprises G.P. Inc., its general partner

ICAHN ENTERPRISES HOLDINGS L.P.

By: Icahn Enterprises G.P. Inc., its general partner

ICAHN ENTERPRISES G.P. INC.

By: /s/ SungHwan Cho

Name: SungHwan Cho

Title: Chief Financial Officer

/s/ Carl C. Icahn

CARL C. ICAHN

[Signature Page to Amendment No. 5 to Schedule 13D – Hologic, Inc.]