AI assistant
HOLOGIC INC — Director's Dealing 2022
Nov 14, 2022
30407_dirs_2022-11-14_ca2ec39b-04ee-4a32-ade2-a66799f08aa7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2022-11-09
Reporting Person: MACMILLAN STEPHEN P (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-09 | Common Stock | F | 5776 | $72.11 | Disposed | 2486825 | Direct |
| 2022-11-11 | Common Stock | S | 43000 | $75.64 | Disposed | 2443825 | Direct |
| 2022-11-11 | Common Stock | M | 95422 | $26.21 | Acquired | 2539247 | Direct |
| 2022-11-11 | Common Stock | S | 52529 | $75.569 | Disposed | 2486718 | Direct |
| 2022-11-11 | Common Stock | S | 42893 | $75.94 | Disposed | 2443825 | Direct |
| 2022-11-11 | Common Stock | F | 96355 | $75.93 | Disposed | 2347470 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-11 | Non-qualified Stock Option (Right to Buy) | $26.21 | M | 95422 | Disposed | 2024-11-07 | Common Stock (95422) | Direct |
Footnotes
F1: Shares withheld for tax obligations in connection with the settlement of restricted stock units/performance stock units for which service-based vesting requirements have been satisfied.
F2: Includes 1,079,673 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
F3: The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $75.00 to $76.00 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F4: The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $75.00 to $75.935 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F5: The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $75.94 to $76.07 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F6: This option to purchase common stock became exercisable in equal installments on each of the first five anniversaries of the grant date, November 7, 2014.