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HOLOGIC INC — Director's Dealing 2020
Jan 15, 2020
30407_dirs_2020-01-15_c539ffec-d341-4ae8-be44-c244686fac4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2020-01-13
Reporting Person: Griffin John M. (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-13 | Common Stock | M | 8532 | $35.38 | Acquired | 103839 | Direct |
| 2020-01-13 | Common Stock | S | 8532 | $52.969 | Disposed | 95307 | Direct |
| 2020-01-13 | Common Stock | M | 11092 | $32.38 | Acquired | 106399 | Direct |
| 2020-01-13 | Common Stock | S | 11092 | $52.777 | Disposed | 95307 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-13 | Non-qualified Stock Option (Right to Buy) | $32.38 | M | 8532 | Disposed | 2025-03-01 | Common Stock (8532) | Direct |
| 2020-01-13 | Non-qualified Stock Option (Right to Buy) | $32.38 | M | 11092 | Disposed | 2025-03-01 | Common Stock (11092) | Direct |
Footnotes
F1: Transaction pursuant to an existing Rule 10b5-1 trading plan.
F2: Includes 43,871 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
F3: The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $52.60 to $53.56 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F4: The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $52.59 to $53.51 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F5: This option to purchase common stock becomes exercisable in equal installments on each of the first five anniversaries of the grant date, March 1, 2015.