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HOLOGIC INC — Director's Dealing 2020
Feb 5, 2020
30407_dirs_2020-02-05_db0d9a4b-cf44-4dd9-9873-bfbacf7c2340.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2020-02-03
Reporting Person: MACMILLAN STEPHEN P (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-03 | Common Stock | M | 215996 | $22.29 | Acquired | 1891838 | Direct |
| 2020-02-03 | Common Stock | S | 194396 | $53.536 | Disposed | 1697442 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-03 | Non-qualified Stock Option (Right to Buy) | $22.29 | M | 215996 | Disposed | 2020-12-06 | Common Stock (215996) | Direct |
Footnotes
F1: Transaction pursuant to an existing Rule 10b5-1 trading plan, which plan was described in the Form 8-K filed by Hologic on June 4, 2019.
F2: Includes 1,079,673 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
F3: The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $53.295 to $54.160 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.