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HOLOGIC INC — Director's Dealing 2020
Sep 23, 2020
30407_dirs_2020-09-23_76c898d7-a2cb-4f64-9d04-f2ee2997befb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2020-09-21
Reporting Person: Oberton Karleen Marie (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-21 | Common Stock | M | 15000 | $26.21 | Acquired | 43956 | Direct |
| 2020-09-21 | Common Stock | S | 15000 | $62.50 | Disposed | 28956 | Direct |
| 2020-09-22 | Common Stock | M | 5461 | $26.21 | Acquired | 34417 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-21 | Non-qualified Stock Option (Right to Buy) | $26.21 | M | 15000 | Disposed | 2024-11-07 | Common Stock (15000) | Direct |
| 2020-09-22 | Non-qualified Stock Option (Right to Buy) | $26.21 | M | 5461 | Disposed | 2024-11-07 | Common Stock (5461) | Direct |
Footnotes
F1: Transaction pursuant to an existing 10b5-1 trading plan.
F2: Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
F3: This option to purchase common stock became exercisable in four equal installments on each of the first four anniversaries of the grant date, November 7, 2014.
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