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HOLOGIC INC — Director's Dealing 2018
Aug 6, 2018
30407_dirs_2018-08-06_4ddfaf66-fd6b-4ce2-b53c-90192e91ff2c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2018-08-03
Reporting Person: COHN BENJAMIN JORDAN (Principal Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13083 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $17.09 | 2018-11-09 | Common Stock (3437) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $19.86 | 2019-11-14 | Common Stock (16830) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $21.45 | 2020-11-18 | Common Stock (8779) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $23.82 | 2021-05-26 | Common Stock (2986) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $26.21 | 2024-11-07 | Common Stock (11542) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $39.96 | 2025-11-05 | Common Stock (8396) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $37.64 | 2026-12-01 | Common Stock (8210) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $40.85 | 2027-12-01 | Common Stock (7686) | Direct |
Footnotes
F1: Includes restricted stock unit awards which vest in equal installments on each of the first three or four anniversaries of the grant date and are settled in shares of common stock.
F2: This option to purchase common stock is fully exercisable. The original grant was exercisable in equal installments on each of the first five anniversaries of the grant date, November 9, 2011.
F3: This option to purchase common stock is fully exercisable. The original grant was exercisable in equal installments on each of the first five anniversaries of the grant date, November 14, 2012.
F4: This option to purchase common stock is fully exercisable except as to 2,927 shares which become exercisable on November 18, 2018. The original grant was exercisable in equal installments on each of the first five anniversaries of the grant date, November 18, 2013.
F5: This option to purchase common stock becomes exercisable in equal installments on each of the first five anniversaries of the grant date, May 26, 2014.
F6: This option to purchase common stock becomes exercisable in equal installments on each of the first five anniversaries of the grant date, November 7, 2014.
F7: This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, November 5, 2015.
F8: This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, December 1, 2016
F9: This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, December 1, 2017.