HOLOGIC INC — Director's Dealing 2018

Nov 14, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2018-11-12

Reporting Person: MACMILLAN STEPHEN P (Director, Chairman, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-12	Common Stock	A	49484	—	Acquired	1603296	Direct
2018-11-12	Common Stock	A	24408	—	Acquired	1627704	Direct
2018-11-14	Common Stock	J	41770	$39.82	Disposed	1585934	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-12	Non-qualified Stock Option (Right to Buy)	$40.97	A	151071	Acquired	2028-11-12	Common Stock (151071)	Direct

Footnotes

F1: Represents restricted stock units which vest in equal installments on each of the first three anniversaries of the grant date, November 12, 2018.

F2: Restricted stock units are settled in shares of common stock on a one-for-one basis.

F3: Includes 1,045,901 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.

F4: Represents matching restricted stock units granted to the Reporting Person which vest in one installment on the third anniversary of the November 12, 2018 grant date.

F5: Shares transferred pursuant to marriage settlement agreement.

F6: Closing price per share of Hologic stock on the date of transfer.

F7: This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, November 12, 2018.