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HOLOGIC INC — Director's Dealing 2014
Jun 26, 2014
30407_dirs_2014-06-26_ee631e13-7fcc-42c7-8f89-c82a2cde206b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2014-06-17
Reporting Person: Oberton Karleen Marie (Corp. VP, Finance & Acconting)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $21.89 | 2016-05-15 | Common Stock (30000) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $15.75 | 2016-11-11 | Common Stock (8455) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $16.82 | 2017-11-10 | Common Stock (12237) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $17.09 | 2018-11-09 | Common Stock (16805) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $19.86 | 2019-11-14 | Common Stock (19985) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $21.45 | 2020-11-18 | Common Stock (17291) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $23.82 | 2021-05-26 | Common Stock (5973) | Direct | |
| Restricted Stock Unit Award (Right To Receive) | $0 | Common Stock (1858) | Direct | ||
| Restricted Stock Unit Award (Right To Receive) | $0 | Common Stock (4023) | Direct | ||
| Restricted Stock Unit Award (Right To Receive) | $0 | Common Stock (5382) | Direct | ||
| Restricted Stock Unit Award (Right To Receive) | $0 | Common Stock (6060) | Direct | ||
| Restricted Stock Unit Award (Right To Receive) | $0 | Common Stock (2099) | Direct | ||
| Restricted Stock Unit Award (Right To Receive) | $0 | Common Stock (4195) | Direct |
Footnotes
F1: The option, issued pursuant to the Second Amended and Restated 1999 Equity Incentive Plan, becomes exercisable in five equal annual installments beginning May 15, 2007.
F2: The option, issued pursuant to the 2008 Equity Incentive Plan, becomes exercisable in five equal annual installments beginning November 11, 2010.
F3: The option, issued pursuant to the 2008 Equity Incentive Plan, becomes exercisable in five equal annual installments beginning November 10, 2011.
F4: The option, issued pursuant to the 2008 Equity Incentive Plan, becomes exercisable in five equal annual installments beginning November 9, 2012.
F5: The option, issued pursuant to the 2008 Equity Incentive Plan, becomes exercisable in five equal annual installments beginning November 14, 2013.
F6: The option, issued pursuant to the 2008 Equity Incentive Plan, becomes exercisable in five equal annual installments beginning November 18, 2014.
F7: The option, issued pursuant to the 2008 Equity Incentive Plan, becomes exercisable in five equal annual installments beginning May 26, 2015.
F8: These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.