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HOLOGIC INC — Director's Dealing 2014
Nov 12, 2014
30407_dirs_2014-11-12_bbe7ce77-2fa6-4bda-bad4-c3f2336a4714.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2014-11-07
Reporting Person: Oberton Karleen Marie (Corp. VP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-07 | Common Stock | M | 2011 | $26.21 | Acquired | 2388 | Direct |
| 2014-11-07 | Common Stock | F | 655 | $26.21 | Disposed | 1733 | Direct |
| 2014-11-10 | Common Stock | S | 1356 | $26.08 | Disposed | 377 | Direct |
| 2014-11-10 | Common Stock | M | 1858 | $26.55 | Acquired | 2235 | Direct |
| 2014-11-10 | Common Stock | F | 605 | $26.55 | Disposed | 1630 | Direct |
| 2014-11-11 | Common Stock | S | 1253 | $26.54 | Disposed | 377 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-07 | Restricted Stock Unit Award (Right To Receive) | $0 | M | 2011 | Disposed | Common Stock (2011) | Direct | |
| 2014-11-10 | Restricted Stock Unit Award (Right To Receive) | $0 | M | 1858 | Disposed | Common Stock (1858) | Direct | |
| 2014-11-07 | Restricted Stock Unit Award (Right To Receive) | $0 | A | 7439 | Acquired | 2018-11-07 | Common Stock (7439) | Direct |
| 2014-11-07 | Non-qualified Stock Option (Right to Buy) | $26.21 | A | 20461 | Acquired | 2024-11-07 | Common Stock (20461) | Direct |
Footnotes
F1: The transaction reported herein reflects the disposition of 655 shares of common stock to satisfy tax withholding obligations in connection with the vesting of a portion of restricted stock units previously reported to the Reporting Person on November 9, 2011.
F2: The transaction reported herein was made pursuant to a written trading plan adopted in accordance with SEC rule 10b5-1 on September 12, 2014.
F3: The transaction reported herein reflects the disposition of 605 shares of common stock to satisfy tax withholding obligations in connection with the vesting of a portion of restricted stock units previously reported to the Reporting Person on November 10, 2010.
F4: These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.