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HOLOGIC INC — Director's Dealing 2013
Jul 26, 2013
30407_dirs_2013-07-26_6980cdef-9694-4b8e-ab53-69f6f44bc4df.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HOLOGIC INC (HOLX)
CIK: 0000859737
Period of Report: 2013-07-18
Reporting Person: CUMMING JOHN W (President and CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Direct |
| Common Stock | 4422 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $33.31 | 2015-01-16 | Common Stock (250000) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $33.31 | 2015-01-16 | Common Stock (250000) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $14.50 | 2015-11-13 | Common Stock (713000) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $15.75 | 2016-11-11 | Common Stock (355082) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $16.82 | 2017-11-10 | Common Stock (88714) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $19.86 | 2019-11-14 | Common Stock (24544) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $14.50 | 2015-11-13 | Common Stock (28000) | Indirect | |
| Non-qualified Stock Option (Right to Buy) | $14.87 | 2015-01-16 | Common Stock (3108) | Indirect | |
| Non-qualified Stock Option (Right to Buy) | $14.87 | 2015-01-16 | Common Stock (3108) | Indirect | |
| Non-qualified Stock Option (Right to Buy) | $15.75 | 2016-11-11 | Common Stock (15218) | Indirect | |
| Non-qualified Stock Option (Right to Buy) | $16.82 | 2017-11-10 | Common Stock (14683) | Indirect | |
| Non-qualified Stock Option (Right to Buy) | $17.09 | 2018-11-09 | Common Stock (15277) | Indirect | |
| Non-qualified Stock Option (Right to Buy) | $19.86 | 2019-11-14 | Common Stock (14025) | Indirect | |
| Restricted Stock Unit Award (right To Receive) | $19.97 | 2013-11-11 | Common Stock (11111) | Direct | |
| Restricted Stock Unit Award (right To Receive) | $19.97 | 2014-11-10 | Common Stock (5388) | Direct | |
| Restricted Stock Unit Award (right To Receive) | $19.97 | 2016-11-14 | Common Stock (8811) | Direct | |
| Restricted Stock Unit Award (right To Receive) | $19.97 | 2013-11-11 | Common Stock (1428) | Indirect | |
| Restricted Stock Unit Award (right To Receive) | $19.97 | 2014-11-10 | Common Stock (2675) | Indirect | |
| Restricted Stock Unit Award (right To Receive) | $19.97 | 2015-11-09 | Common Stock (4389) | Indirect | |
| Restricted Stock Unit Award (right To Receive) | $19.97 | 2016-11-14 | Common Stock (5035) | Indirect |
Footnotes
F1: The option becomes exercisable in five equal annual installments beginning January 16, 2009.
F2: The option becomes exercisable in five equal annual installments beginning November 13, 2009
F3: The option, issued pursuant to the 2008 Equity Incentive Plan, becomes exercisable in five equal annual installments beginning November 11, 2010.
F4: The option, issued pursuant to the 2008 Equity Incentive Plan, becomes exercisable in five equal annual installments beginning November 10, 2011.
F5: The option becomes exercisable in five equal annual installments beginning November 14, 2013.
F6: The option becomes exercisable in four equal annual installments beginning April 5, 2010.
F7: The option becomes exercisable in five equal annual installments beginning November 9, 2012.
F8: The option becomes exercisable in five equal annual installments beginning November 14, 2013.
F9: These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.
F10: These shares represent restricted stock units (RSUs) awarded to the Reporting Person's Spouse pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.