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HNI CORP — Director's Dealing 2021
May 3, 2021
31633_dirs_2021-05-03_968c3c05-275e-48d9-857b-0c1133ee8cdf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HNI CORP (HNI)
CIK: 0000048287
Period of Report: 2021-04-29
Reporting Person: Tjaden Kurt A (SVP HNI; President HNI Intl)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-29 | Common Stock | M | 938 | $31.79 | Acquired | 75882.97 | Direct |
| 2021-04-29 | Common Stock | S | 111 | $43 | Disposed | 75771.97 | Direct |
| 2021-04-29 | Common Stock | S | 100 | $43.01 | Disposed | 75671.97 | Direct |
| 2021-04-29 | Common Stock | S | 5 | $43.03 | Disposed | 75666.97 | Direct |
| 2021-04-29 | Common Stock | S | 20 | $43.035 | Disposed | 75646.97 | Direct |
| 2021-04-29 | Common Stock | S | 100 | $43.055 | Disposed | 75546.97 | Direct |
| 2021-04-29 | Common Stock | S | 2 | $43.11 | Disposed | 75544.97 | Direct |
| 2021-04-29 | Common Stock | S | 68 | $43.16 | Disposed | 75476.97 | Direct |
| 2021-04-29 | Common Stock | S | 32 | $43.255 | Disposed | 75444.97 | Direct |
| 2021-04-29 | Common Stock | S | 100 | $43.29 | Disposed | 75344.97 | Direct |
| 2021-04-29 | Common Stock | S | 200 | $43.365 | Disposed | 75144.97 | Direct |
| 2021-04-29 | Common Stock | S | 100 | $43.91 | Disposed | 75044.97 | Direct |
| 2021-04-29 | Common Stock | S | 100 | $43.92 | Disposed | 74944.97 | Direct |
| 2021-04-29 | Common Stock | M | 798 | $34.78 | Acquired | 75742.97 | Direct |
| 2021-04-29 | Common Stock | S | 5 | $43 | Disposed | 75737.97 | Direct |
| 2021-04-29 | Common Stock | S | 100 | $43.01 | Disposed | 75637.97 | Direct |
| 2021-04-29 | Common Stock | S | 100 | $43.055 | Disposed | 75537.97 | Direct |
| 2021-04-29 | Common Stock | S | 100 | $43.13 | Disposed | 75437.97 | Direct |
| 2021-04-29 | Common Stock | S | 100 | $43.145 | Disposed | 75337.97 | Direct |
| 2021-04-29 | Common Stock | S | 100 | $43.17 | Disposed | 75237.97 | Direct |
| 2021-04-29 | Common Stock | S | 93 | $43.41 | Disposed | 75144.97 | Direct |
| 2021-04-29 | Common Stock | S | 100 | $43.925 | Disposed | 75044.97 | Direct |
| 2021-04-29 | Common Stock | S | 100 | $44.04 | Disposed | 74944.97 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-29 | Non-qualifying employee stock option (right to buy) | $31.79 | M | 938 | Disposed | 2023-02-13 | Common Stock (938.0) | Direct |
| 2021-04-29 | Non-qualifying employee stock options (right to buy) | $34.78 | M | 798 | Disposed | 2024-02-12 | Common Stock (798.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1748.72 | Indirect |
Footnotes
F1: The sale was effected pursuant to a Rule 10b5-1 trading plan, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and HNI Corporation's policies regarding stock transactions, including its insider trading policy.
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