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HNI CORP — Director's Dealing 2018
Jun 19, 2018
31633_dirs_2018-06-19_b690b668-4537-445a-b0c8-a48f6f53061e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HNI CORP (HNI)
CIK: 0000048287
Period of Report: 2018-06-15
Reporting Person: Bridges Marshall H (SVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-15 | Common Stock | M | 2500 | $10.36 | Acquired | 11478.99 | Direct |
| 2018-06-15 | Common Stock | S | 1240 | $38.113 | Disposed | 10313.15 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-15 | Non-qualifying employee stock option (right to buy) | $10.36 | M | 2500 | Disposed | 2019-02-23 | Common (2500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 804.14 | Indirect |
Footnotes
F1: The sale was effected pursuant to a Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
F2: Reflects the sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
F3: The dollar amount in column 4 is a result of multiple trades at the same price. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at this price.
F4: The total reported in column 5 includes 74.16 shares acquired under the HNI Corporation Members' Stock Purchase Plan.